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Results: 1-10 of 38

Financial Regulatory Developments 28 February - European Court of Justice (ECJ)

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • February 28 2014

Details of an action brought against the EU by the UK in September 2013 to annul certain provisions of the fourth Capital Requirements Directive (CRD

FCA publishes guide to EMIR resources

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • October 11 2013

FCA has created a user guide to its EMIR web portal. More notifications can now be made using the portal and other resources have been updated

UK to disregard SSR market making exemption guidelines

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • June 21 2013

ESMA has published a table showing whether national regulators intend to comply with the guidelines on the exemption for market makers from the Short

Commission responds to Lords concerns over MiFID 2

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • January 25 2013

The Commission has written a letter to the House of Lords addressing the latter's concerns over the proposals for a recast Directive on Markets in

FMLC writes to ESMA on Short Selling Regulation

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • November 23 2012

FMLC has written to ESMA on the consultation on exempting market making activities and primary market operations from the Short Selling Regulation

The GB wholesale gas price investigation - what’s happening and what to do

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • November 16 2012

The Financial Services Authority (FSA) and Ofgem are investigating allegations of suspicious trading which occurred on 28 September 2012 in gas contracts at the National Balancing Point (NBP

FMLC responds on EMIR segregation and porting provisions

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • November 9 2012

FMLC has responded to Treasury’s informal consultation on amending Part VII of the Companies Act 1989 to prevent legal inconsistencies with the European Market Infrastructure Regulation (EMIR) provisions on segregation of client assets and their porting in the case of a clearing member default

DBIS publishes HFT report

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • October 26 2012

Following the interim results reported in FReD 7 September, DBIS has now published the full Foresight study on “The Future of Computer Trading in Financial Markets”

ECON consults on post-LIBOR MAD2

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • August 24 2012

Arlene McCarthy, the Economic and Monetary Affairs’(ECON) rapporteur for the Directive on criminal sanctions for market abuse (CMAD) and the market abuse Regulation (MAR) (together MAD2), has opened a public consultation seeking views on several questions that have emerged from the LIBOR scandal

Industry responds on EMIR TS

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • August 10 2012

ISDA, the British Bankers' Association (BBA), the Association of Financial Markets in Europe (AFME) and the Italian brokers association have submitted a detailed response to ESMA’s consultation paper and draft TS on EMIR