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ESMA publishes more MiFID Q&A
- Dentons
- -
- European Union
- -
- June 29 2012
ESMA has updated its questions and answers on investor protection and intermediaries under the current MiFID
ESMA speaks at ICMA conference
- Dentons
- -
- European Union
- -
- June 1 2012
Verena Ross has spoken to the International Capital Market Association (ICMA) conference on ESMA's regulatory priorities
Euroclear publishes guide on MiFID transaction reporting
- Dentons
- -
- European Union
- -
- June 1 2012
EBF and several Trade associations have encouraged the Council to adopt the EP “Trade Finance Package” to CRD4, in view of the lower risk posed by trade finance instruments and the role they play in financing the real economy
Euroclear publishes guide on MiFID transaction reporting
- Dentons
- -
- European Union
- -
- June 1 2012
Euroclear UK & Ireland has published a guide on how it will, when reporting onward to the FSA, interpret transaction reports made by CREST member firms. (Source: Guide to MiFID Reporting to FSA Via CREST ARM
Presidency updates on MAD sanctions
- Dentons
- -
- European Union
- -
- May 11 2012
The Presidency has published a document which is partially accessible to the public, setting out some proposed changes to the draft Directive on criminal sanctions for insider dealing and market manipulation (MAD 2
Presidency tables MAR compromise
- Dentons
- -
- European Union
- -
- May 11 2012
The Presidency has published a compromise text of the proposed Market Abuse Regulation (MAR
ESMA publishes detail of 2012 Work Programme
- Dentons
- -
- European Union
- -
- May 11 2012
ESMA has published further details of the workstreams which form part of its Regulatory Work Programme for 2012
EBA consults on management body suitability
- Dentons
- -
- European Union
- -
- April 20 2012
EBA is consulting on the suitability of members of the management body and key function holders
ECON publishes fund proposal amendments
- Dentons
- -
- European Union
- -
- April 13 2012
ECON has published some amendments to the proposals for a Regulation on European Social Entrepreneurship Funds and for a Regulation on European Venture Capital Funds
IMA criticises risk mitigation proposals
- Dentons
- -
- European Union, United Kingdom
- -
- April 13 2012
IMA has commented on its response to the ESAs’ Discussion Paper on risk mitigation techniques for non-cleared OTC derivatives
Current Search
- Jurisdiction - European Union
- Author - Rosali Pretorius
- Author - Josie Day