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Results: 1-10 of 94

Due diligence in the crosshairs: IIROC releases guidance note on underwriter due diligence

  • Cassels Brock & Blackwell LLP
  • -
  • Canada
  • -
  • January 19 2015

On December 18, 2014, the Investment Industry Regulatory Organization of Canada (“IIROC”) issued a Guidance Note (the “Guidance Note”) to its dealer

Regulators propose significant amendments to the rights offering regime

  • Cassels Brock & Blackwell LLP
  • -
  • Canada
  • -
  • January 7 2015

On November 27, 2014, the Canadian Securities Administrators published for comment proposed amendments (the "Proposed Amendments") aimed at

Two new exchanges recognized by the Ontario Securities Commission

  • Cassels Brock & Blackwell LLP
  • -
  • Canada
  • -
  • January 7 2015

On November 13, 2014, each of Aequitas Innovations Inc. and Aequitas Neo Exchange Inc. was recognized as an exchange by the Ontario Securities

Public company activity

  • Cassels Brock & Blackwell LLP
  • -
  • Canada
  • -
  • January 7 2015

Information and intelligence about what public companies are doing in the market. Public Offerings - Launched November 1-30, 2014 Equity Offerings

New Ontario Prospectus Exemption for offerings to existing securityholders

  • Cassels Brock & Blackwell LLP
  • -
  • Canada
  • -
  • January 7 2015

On November 27, 2014 the Ontario Securities Commission ("OSC") announced amendments to OSC Rule 45-501 -Ontario Prospectus and Registration

Momo Inc. IPO of American depositary shares representing class a shares preliminary registration statements (amended) filed Nov. 28, 2014 form f1a

  • Cassels Brock & Blackwell LLP
  • -
  • Canada, China
  • -
  • January 7 2015

Momo is a revolutionary mobile-based social networking platform. We enable users to establish and expand social relationships based on location and

Ontario Securities Commission releases “Topical Guide for Registrants”

  • Cassels Brock & Blackwell LLP
  • -
  • Canada
  • -
  • December 3 2014

On October 27, 2014, the OSC launched a "Topical Guide for Registrants", a new online tool developed by OSC staff that allows registrants to search

IIROC announces selection of final academic team to study impact of high frequency trading

  • Cassels Brock & Blackwell LLP
  • -
  • Canada
  • -
  • December 3 2014

In late October, the Investment Industry Regulatory Organization of Canada ("IIROC") announced the selection of a fourth and final academic team to

Public company activity

  • Cassels Brock & Blackwell LLP
  • -
  • Canada
  • -
  • December 3 2014

Information and intelligence about what public companies are doing in the market

Changes to exempt market dealer registration requirements on the horizon

  • Cassels Brock & Blackwell LLP
  • -
  • Canada
  • -
  • December 3 2014

The Canadian Securities Administrators ("CSA") and the Ontario Securities Commission have announced proposed changes to the exempt market dealer