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Results: 1-10 of 2,527

Regulators provide relief from requirement for Canadian wrapper

  • Gowling Lafleur Henderson LLP
  • -
  • Canada
  • -
  • May 17 2013

Foreign companies offering securities to sophisticated investors in Canada through dealers may no longer need to provide specified Canadian disclosure

Chicago mercantile exchange applies for exemption from clearing agency recognition requirement

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • May 16 2013

The Ontario Securities Commission announced today that Chicago Mercantile Exchange Inc. has applied for an exemption from the requirement to be

OSC’s crowdfunding proposal receives favourable comments

  • Osler, Hoskin & Harcourt LLP
  • -
  • Canada
  • -
  • May 15 2013

On March 8, 2013, the Ontario Securities Commission (OSC) closed the comment period on its Staff Consultation Paper 45-710: Considerations for New

Insider trading through deductive reasoning: Canada and the United States take different approaches

  • Davis LLP
  • -
  • Canada, USA
  • -
  • May 15 2013

The Ontario Securities Commission and a veteran investment banker, Richard Moore, recently reached a settlement agreement regarding claims by the OSC

Budget bill would prohibit attempts to engage in fraudulent conduct under commodities legislation

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • May 14 2013

As we discussed in a recent post, Ontario's recently-proposed budget bill would amend the Securities Act to tighten up provisions respecting insider

Amendments to Prospectus rules

  • Fasken Martineau DuMoulin LLP
  • -
  • Canada
  • -
  • May 14 2013

On February 28, 2013, the Canadian Securities Administrators (CSA) published amendments to National Instruments 41-101 General Prospectus

Securities law quarterly

  • WeirFoulds LLP
  • -
  • Canada
  • -
  • May 13 2013

On March 14, 2013, the Canadian Securities Administrators (the “CSA”) published for comment Proposed National Instrument 62-105 Security Holder Rights

TSX Venture Exchange implements amendments to Incentive Stock Option Policy

  • Aird & Berlis LLP
  • -
  • Canada
  • -
  • May 10 2013

On May 8, 2013, the TSX Venture Exchange (the "TSXV") implemented amendments to Policy 4.4 - Incentive Stock Options ("Policy 4.4")1 which are

Insider trading amendments could impose "special relationship" where take-over "considered"

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • May 10 2013

As we discussed last week, the Ontario government recently released its 2013 budget plan, which included discussion of amending the Securities Act to

Amendments to prospectus rules approved

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • May 9 2013

The Ontario Securities Commission announced today that Ministerial approval has been received with respect to the prospectus rule amendments released