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Results: 1-10 of 121

Federal financial institutions legislative and regulatory reporter - August 2014

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • September 17 2014

The Reporter provides a monthly summary of Canadian federal legislative and regulatory developments of relevance to federally regulated financial

The regulation of virtual currencies in Canada

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • September 10 2014

Canada is engaged in an important effort to reform its payment system. In recent years, there have been important legislative measures to enhance the

Federal financial institutions legislative and regulatory reporter - July 2014

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • July 23 2014

The Reporter provides a monthly summary of Canadian federal legislative and regulatory developments of relevance to federally regulated financial

IIROC releases Code of Conduct for CDOR without go forward role

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • July 7 2014

On June 1st, 2014, IIROC released a code of conduct for the Canadian Dollar Offered Rate ("CDOR"). A copy of the Code can be accessed here. The Code

Federal financial institutions legislative and regulatory reporter

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • June 17 2014

The Reporter provides a monthly summary of Canadian federal legislative and regulatory developments of relevance to federally regulated financial

MFDA enforcement proceedings

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • May 29 2014

A Settlement Agreement was approved relating to the use of partially completed or whited-out signed forms to process trades for 3 clients. Adeolu

Federal financial institutions legislative and regulatory reporter

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • May 26 2014

The Reporter provides a monthly summary of Canadian federal legislative and regulatory developments of relevance to federally regulated financial

Back-to-back loan proposals in 2014 federal budget create tax problems

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • May 8 2014

Canadian entities with debt, if the creditor (or a creditor affiliate) has received an interest in property of a non-resident as security for that

IIROC enforcement proceedings

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • April 24 2014

Pariak-Lukic (Re), an investments adviser, suggested second mortgages to long time clients through a private company (Lakepoint). Her husband was the

IIROC Notice 14 0044: borrowing for investment purposes suitability and supervision

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • March 7 2014

This Guidance Notice focuses on investor loans obtained from a third party for the purposes of investment ("off-book lending") and holds that dealers