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Results: 1-10 of 467

Important lessons from OSC’s latest insider trading decision

  • Osler Hoskin & Harcourt LLP
  • -
  • Canada
  • -
  • August 29 2014

In a recent decision, a panel of the Ontario Securities Commission dismissed allegations against two prominent mining executives who were alleged to

OSC rejection of insider trading allegations emphasizes prosecution difficulties

  • Osler Hoskin & Harcourt LLP
  • -
  • Canada
  • -
  • August 28 2014

On August 26, 2014, a panel of the Ontario Securities Commission (the "panel") released its highly anticipated decisioninvolving allegations of

Allegations of insider trading in Baffinland dismissed

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • August 28 2014

A panel of the Ontario Securities Commission (“OSC”) has dismissed allegations against Jowdat Waheed and Bruce Walter of insider trading, tipping and

Overview of the United Kingdom Bribery Act

  • Blaney McMurtry LLP
  • -
  • Canada, United Kingdom
  • -
  • August 26 2014

Like the Corruption of Foreign Public Officials Act (“CFPOA”) and U.S. Foreign Corrupt Practices Act (“FCPA”), the UK’s Bribery Act 2010 (“UKBA”

Anti-corruption compliance stalls, despite aggressive enforcement

  • Blaney McMurtry LLP
  • -
  • Canada, United Kingdom, USA
  • -
  • August 26 2014

Anti-corruption compliance efforts appear to be stalling, despite an increase in enforcement actions. According to a global fraud survey conducted by

In settlements with regulators, hold up your end of the deal or pay a significantly higher price

  • Osler Hoskin & Harcourt LLP
  • -
  • Canada, USA
  • -
  • August 22 2014

Financial and other industry regulators most often have a prospective, public protecting jurisdiction, in contrast to criminal courts, which

Alberta insider trading cases

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • August 20 2014

The July 8 2014 acquittal of Rengam Rajaratnam in New York District Court ended a long streak of insider trading convictions in that jurisdiction

Foreign bribery update August 2014

  • Johnson Winter & Slattery
  • -
  • Asia-Pacific, Australia, Canada, New Zealand, United Kingdom, USA
  • -
  • August 19 2014

This update covers a range of important developments in Australia and overseas in the area of foreign bribery policy, investigations and regulation

Canada expands Russian and Ukrainian sanctions

  • Debevoise & Plimpton LLP
  • -
  • Canada, Russia, Ukraine
  • -
  • August 15 2014

On 6 August, Canada amended the Special Economic Measures (Russia) Regulations in order to add 19 individuals and 22 entities to its Russian and

Freezing assets of politically-exposed persons: a feature of Canada’s international sanctions regime

  • Davis LLP
  • -
  • Canada
  • -
  • August 11 2014

To date, Canada's response to the ongoing conflict in the Ukraine has been the imposition of sanctions on Pro-Russian elements of the former