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Director personally liable for failing to return investment funds in a business

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • April 15 2015

A director was ultimately found to be personally liable for a breach of contract by a corporation. The corporate veil was lifted solely on the basis

Another tipping and insider trading case based exclusively on circumstantial evidence

  • McCarthy Tétrault LLP
  • -
  • Canada
  • -
  • April 15 2015

In the recent Weicker decision which followed a contested hearing, the British Columbia Securities Commission (BCSC) accepted Staff's insider

Highlights from other IIROC enforcement proceedings

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • April 15 2015

By way of settlement agreement, an Ultimate Designated Person, Chief Compliance Officer and a Supervisor agreed to a fine of $20,000, a six-week

A tale of two jewellers: bank successfully appeals conversion judgement

  • Gowling Lafleur Henderson LLP
  • -
  • Canada
  • -
  • April 14 2015

In a recent decision, the TD Bank successfully appealed a judgment against it for the tort of conversion related to fraudulent cheques. In that

OSC proposes new whistleblower program

  • Cassels Brock & Blackwell LLP
  • -
  • Canada
  • -
  • April 8 2015

On February 3, 2015, the OSC released OSC Staff Consultation Paper 15-401, which proposes a framework for a new Whistleblower Program (the

Commenters don’t hold back: responses to civil liability and enforcement provisions of draft cooperative capital markets legislation

  • Blake Cassels & Graydon LLP
  • -
  • Canada
  • -
  • April 6 2015

The consultation drafts of the proposed uniform provincial capital markets legislation, Provincial Capital Markets Act (PCMA), and

OSC again uses public interest power to impose penalty where insider trading law technically does not apply

  • McCarthy Tétrault LLP
  • -
  • Canada
  • -
  • April 1 2015

Yesterday, the OSC approved a settlement agreement between OSC Staff and Anand Hariharan in a case involving allegations of tipping, insider trading

OSC accepts circumstantial evidence of tipping and insider trading in important new decision

  • McCarthy Tétrault LLP
  • -
  • Canada
  • -
  • March 30 2015

In the recent Azeff decision which followed a contested hearing, the Ontario Securities Commission (OSC) accepted several insider tipping and

Contrats publics - Adoption à l'unanimité du projet de loi N 26

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • March 27 2015

Le projet de loi N 26, Loi visant principalement la récupération de sommes payées injustement à la suite de fraudes ou de manoeuvres dolosives

Guilty verdicts delivered in one of Canada’s largest Ponzi schemes

  • Baker & McKenzie
  • -
  • Canada
  • -
  • March 27 2015

In a previous post, we reported on a then-ongoing Calgary trial involving an alleged $300 million Ponzi scheme affecting as many as 2,000 people