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Results: 1-10 of 455

U.S. brokers doing business overseas

  • McCarter & English LLP
  • -
  • Canada, USA
  • -
  • July 17 2014

Recently, regulators have made inquiries about the lawfulness of U.S. brokerage firms soliciting foreign clients. The regulators want to know under

Canadian Securities Administrators CSA Consultation Paper 91-407 derivatives: registration

  • Fasken Martineau DuMoulin LLP
  • -
  • Canada
  • -
  • July 15 2014

Consultation Paper 91-407 Derivatives: Registration published by the Canadian Securities Administrators (CSA) Derivative Committee (Committee

Halliburton: deepening the divide between certification of US and Canadian securities class actions

  • McCarthy Tétrault LLP
  • -
  • Canada, USA
  • -
  • July 15 2014

Everyone has been talking about the recent decision from the US Supreme Court in Halliburton Co v Erica P. John Fund Inc (Halliburton) and its

Conviction in investment fraud case leads to jail time for father and daughter

  • Baker & McKenzie
  • -
  • Canada
  • -
  • July 10 2014

On May 30, 2014, Mr. Justice Richard Danyliuk of the Saskatchewan Queen's Bench sentenced Ronald Fast to seven years in prison for fraud and ordered

Conducting business in Africa: the impact of Canada’s Corruption of Foreign Public Officials Act

  • Blake Cassels & Graydon LLP
  • -
  • Africa, Canada
  • -
  • July 7 2014

According to statistics released by the International Monetary Fund, 12 of the 20 fastest-growing economies into 2015 will be African nations

Re: Haggerty, 2014 ABASC 237

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • July 7 2014

This case affirms that a hunch or suspicion held by an insider does not rise to the level of "material" information upon which one is precluded from

Conrad Black et al unsuccessfully moved to have misconduct case stayed

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • July 7 2014

On June 16, 2014, the OSC refused Mr. Black's motion to stay his OSC proceedings by holding that the proceedings in Canada were simply held in

Inter-jurisdictional sanctions imposed

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • July 7 2014

In 2012, The British Columbia Securities Commission (“BCSC”) found that two traders, Frederick Lawrence Mitschele (“Mitschele”) and Michael Wallace

Former equities trader charged with insider dealing

  • Winston & Strawn LLP
  • -
  • Canada, United Kingdom
  • -
  • July 3 2014

On 25 June 2014, the FCA announced that it has charged Damien Frank Clarke, a former equities trader at Schroders Investment Management Limited, with

U.S. Supreme Court upholds fraud on the market theory in securities class actions

  • Bennett Jones LLP
  • -
  • Canada, USA
  • -
  • June 25 2014

A much-anticipated decision of the U.S. Supreme Court, Halliburton Co. v. Erica P. John Fund, Inc. was released on June 23, 2014. While the Supreme