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Categories of registration and business triggers under CSA's proposed derivatives registration regime

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • May 3 2013

As we discussed last month, the Canadian Securities Administrators Derivatives Committee recently published Consultation Paper 91-407 Derivatives:

Canadian regulators propose 5 early warning and alternative monthly threshold, including derivatives

  • Torys LLP
  • -
  • Canada
  • -
  • March 19 2013

Canadian securities regulators are proposing to change the early warning and alternative monthly reporting regimes to require disclosure of

ASC replaces its over-the-counter derivative transactions blanket order

  • Fasken Martineau DuMoulin LLP
  • -
  • Canada
  • -
  • February 14 2013

Effective December 31, 2012, the Alberta Securities Commission (ASC) revoked Blanket Order 91-503 (BOR 91-503) and replaced it with Blanket Order

ASC issues new OTC derivatives order

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • January 23 2013

On December 31, 2012, the Alberta Securities Commission replaced Blanket Order 91-503 with Blanket Order 91-505 Over-the-Counter Derivatives. As we

CSA seeks comments on model rules related to derivatives

  • Dentons
  • -
  • Canada
  • -
  • December 10 2012

On December 6, 2012, the Canadian Securities Administrators (“CSA”) published CSA Staff Consultation Paper 91-301, requesting comments regarding the following Model Provincial Rules: Derivatives: Product Determination (the “Scope Rule”) and Trade Repositories and Derivatives Data Reporting (the “TR Rule” and collectively, the “Model Rules”

Canada proposes amendments to Payment Clearing and Settlement Act to facilitate clearing of OTC derivatives

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • October 19 2012

Bill C-45 proposes changes to the Payment Clearing and Settlement Act to enhance certainty that clearing house default rules will be enforceable in the event of a clearing member default

ASC amends proposed new derivatives rule

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • October 16 2012

In our blog post of March 11, 2011, we discussed the proposed repeal by the Alberta Securities Commission of Blanket Order 91-503 and its replacement with Rule 91-505 Over-the-Counter Derivatives

BCSC proposes expanded reporting for BC dealers that trade OTC in the U.S.

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • September 7 2012

On August 31, the British Columbia Securities Commission proposed changes to the conditions of registration for investment dealers that maintain an office in B.C. and trade in U.S. over-the-counter markets, and who have not filed a prescribed form of undertaking

OSC requests comments on proposed amendments to Rule 13-502 (OSC fee structure)

  • Dentons
  • -
  • Canada
  • -
  • August 24 2012

On August 23, 2012, the Ontario Securities Commission (“OSC”) released a request for comments on proposed amendments to Rule 13-502 and Companion Policy 13-502CP, which deals with the OSC’s fees model

Private placements to Québec "permitted clients" again possible without triggering reporting issuer concerns

  • McCarthy Tétrault LLP
  • -
  • Canada
  • -
  • August 14 2012

The recent adoption of Multilateral Instrument 51-105 (MI 51-105) in each province and territory of Canada (other than Ontario), which creates new reporting obligations for issuers quoted on the U.S. over-the-counter markets, had the unintended consequence of possibly limiting private placements into Canada (except Ontario

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