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Results: 1-10 of 29

Year in review: legislation and guidance for financial institutions in 2014

  • Blake Cassels & Graydon LLP
  • -
  • Canada
  • -
  • January 20 2015

2014 was a year replete with new legislative and regulatory initiatives impacting federally regulated financial institutions. The key initiatives

BLG 2015 Canadian financial institutions regulatory outlook

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • January 13 2015

2014 was another year of considerable regulatory change for Canadian financial institutions. In recent years, Canadian regulators have been focused

The financial report December 11, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • December 11 2014

In what may be viewed as a watershed event in insider trading jurisprudence, the Second Circuit unanimously struck down the convictions of Todd

Osler’s insights on key developments in 2014 and their implications for Canadian business.

  • Osler Hoskin & Harcourt LLP
  • -
  • Canada
  • -
  • December 9 2014

Four securities regulatory developments in 2014 warrant special attention:The Canadian Securities Administrators (CSA) proposed a new “permitted bid”

International regulatory update - 10 14 November 2014

  • Clifford Chance LLP
  • -
  • Canada, European Union, Germany, Global, Hong Kong, Poland
  • -
  • November 18 2014

The EU Council has adopted the regulation on key information documents for packaged retail and insurance-based investment products (PRIIPS). The

Derivatives sound practices draft guideline released for federally- regulated financial institutions in Canada

  • Borden Ladner Gervais LLP
  • -
  • Canada
  • -
  • October 9 2014

On October 1, 2014, the Office of the Superintendent of Financial Institutions (OSFI) released draft Guideline B-7 Derivatives Sound Practices

The financial report July 10, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada
  • -
  • July 10 2014

The securities regulatory authorities in Saskatchewan, Manitoba, Québec, New Brunswick, Nova Scotia, Newfoundland and Labrador, Northwest Territories

International regulatory update - 16 20 June 2014

  • Clifford Chance LLP
  • -
  • Belgium, Canada, China, European Union, Global, Hong Kong, Netherlands, Singapore, Switzerland, United Kingdom
  • -
  • June 24 2014

The EU Commission has launched a consultation on the contributions of credit institutions to resolution financing arrangements under the Bank

CFTC staff issues time-limited no-action letter for Canadian swap dealers concerning quarterly risk exposure reports

  • Shearman & Sterling LLP
  • -
  • Canada, USA
  • -
  • June 3 2014

On 30 May 2014, the US Commodity Futures Trading Commission's ("CFTC") Division of Swap Dealer and Intermediary Oversight announced the issuance of a

Bank Act amendments would add derivatives regulation-making powers

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • March 31 2014

Last week, the federal government introduced Bill C-31 Economic Action Plan 2014 Act, No. 1, which, among other things, would amend the Bank Act to