We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 39

The financial report December 11, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • December 11 2014

In what may be viewed as a watershed event in insider trading jurisprudence, the Second Circuit unanimously struck down the convictions of Todd

CFTC extends swap reporting relief applicable to Canadian dealers

  • Stikeman Elliott LLP
  • -
  • Canada, USA
  • -
  • November 28 2014

On November 24, the U.S. Commodity Futures Trading Commission issued a no-action letter to extend, by up to a year, current relief from certain swap

The financial report October 2, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • October 7 2014

The US North American Securities Administrators Association published its annual enforcement survey. It noted a significant increase in the amount of

CFTC staff issues time-limited no-action letter for Canadian swap dealers concerning quarterly risk exposure reports

  • Shearman & Sterling LLP
  • -
  • Canada, USA
  • -
  • June 3 2014

On 30 May 2014, the US Commodity Futures Trading Commission's ("CFTC") Division of Swap Dealer and Intermediary Oversight announced the issuance of a

The financial report April 17, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • April 17 2014

The D.C. Circuit Court of Appeals has ruled that the reporting requirement under Dodd-Frank, which requires that an issuer describe its products as

The financial report April 3, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • April 3 2014

In a speech at the Securities Industry and Financial Markets Association Compliance & Legal Society Annual Seminar, SEC Chair Mary Jo White discussed

Business law update - Spring 2014

  • Thompson Hine LLP
  • -
  • Canada, China, Germany, Japan, USA
  • -
  • March 24 2014

With deals today being larger and more global than ever before, a merger between two U.S. companies may have far-reaching effects in countries around

The financial report March 20, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • March 20 2014

The US Department of Labor published for comment a proposal that would require pension plan service providers to furnish pension plan fiduciaries

Further thoughts on proposed customer clearing and protection of customer collateral rules

  • Stikeman Elliott LLP
  • -
  • Canada, USA
  • -
  • February 12 2014

As we discussed last month, the Canadian Securities Administratorsreleased model provincial rules and related guidance in January in regards to

Euroresource--deals and debt (January 2014)

  • Jones Day
  • -
  • Canada, European Union, Spain, United Kingdom, USA
  • -
  • January 31 2014

In Argentina v. NML Capital, Ltd., No. 12-842, 2014 BL 7274 (Jan. 10, 2014), the Supreme Court granted a petition for a writ of certiorari to hear an