We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 36

CFTC staff issues time-limited no-action letter for Canadian swap dealers concerning quarterly risk exposure reports

  • Shearman & Sterling LLP
  • -
  • Canada, USA
  • -
  • June 3 2014

On 30 May 2014, the US Commodity Futures Trading Commission's ("CFTC") Division of Swap Dealer and Intermediary Oversight announced the issuance of a

The financial report April 17, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • April 17 2014

The D.C. Circuit Court of Appeals has ruled that the reporting requirement under Dodd-Frank, which requires that an issuer describe its products as

The financial report April 3, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • April 3 2014

In a speech at the Securities Industry and Financial Markets Association Compliance & Legal Society Annual Seminar, SEC Chair Mary Jo White discussed

Business law update - Spring 2014

  • Thompson Hine LLP
  • -
  • Canada, China, Germany, Japan, USA
  • -
  • March 24 2014

With deals today being larger and more global than ever before, a merger between two U.S. companies may have far-reaching effects in countries around

The financial report March 20, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • March 20 2014

The US Department of Labor published for comment a proposal that would require pension plan service providers to furnish pension plan fiduciaries

Further thoughts on proposed customer clearing and protection of customer collateral rules

  • Stikeman Elliott LLP
  • -
  • Canada, USA
  • -
  • February 12 2014

As we discussed last month, the Canadian Securities Administratorsreleased model provincial rules and related guidance in January in regards to

Euroresource--deals and debt (January 2014)

  • Jones Day
  • -
  • Canada, European Union, Spain, United Kingdom, USA
  • -
  • January 31 2014

In Argentina v. NML Capital, Ltd., No. 12-842, 2014 BL 7274 (Jan. 10, 2014), the Supreme Court granted a petition for a writ of certiorari to hear an

The financial report January 23, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • January 23 2014

Five US financial regulators (the Federal Reserve Board, FDIC, OCC, CFTC and SEC) published an interim final rule that will allow banks to retain

The financial report January 9, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • January 9 2014

The Federal Reserve Board, FDIC, OCC, and SEC announced a review of whether it would be appropriate and consistent with the Dodd-Frank Act to exempt

CFTC issues substituted compliance determinations for six jurisdictions

  • Allen & Overy LLP
  • -
  • Australia, Canada, European Union, Hong Kong, Japan, Switzerland, USA
  • -
  • December 20 2013

On December 20, 2013, the Commodity Futures Trading Commission (CFTC) issued a series of comparability determinations for certain swap dealer (SD