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Canada’s diverse approach to regulation of over-the-counter derivatives and commodity contracts has become even more complex and arguably less harmonized with the Alberta Securities Commission’s recent publication of Staff Notice 91-703 Over-the-Counter Derivatives, which describes how the ASC proposes to amend the way in which the ASC regulates these instruments
The Ontario government has enacted amendments to the Securities Act (OSA) that provide a legislative framework for the regulation of derivatives, credit rating organizations and alternative trading systems
On April 13, 2012, the Canadian Securities Administrators Derivatives Committee (the “Committee”) released Consultation Paper 91-405 on end-user exemption (“Consultation Paper 91-405”
