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Results: 1-10 of 15

Another tipping and insider trading case based exclusively on circumstantial evidence

  • McCarthy Tétrault LLP
  • -
  • Canada
  • -
  • April 15 2015

In the recent Weicker decision which followed a contested hearing, the British Columbia Securities Commission (BCSC) accepted Staff's insider

OSC again uses public interest power to impose penalty where insider trading law technically does not apply

  • McCarthy Tétrault LLP
  • -
  • Canada
  • -
  • April 1 2015

Yesterday, the OSC approved a settlement agreement between OSC Staff and Anand Hariharan in a case involving allegations of tipping, insider trading

OSC accepts circumstantial evidence of tipping and insider trading in important new decision

  • McCarthy Tétrault LLP
  • -
  • Canada
  • -
  • March 30 2015

In the recent Azeff decision which followed a contested hearing, the Ontario Securities Commission (OSC) accepted several insider tipping and

Le bureau de décision et de révision conclut que Jean Lamarre n’a pas refilé d’information privilégiée

  • McCarthy Tétrault LLP
  • -
  • Canada
  • -
  • November 4 2014

Dans sa décision rendue le 7 avril 2014 dans l’affaire Autorité des marchés financiers c. Lamarre, 2014 QCBDR 29, le Bureau de décision et de

Insider trading: Securities Commission to think twice about excessive sanctions and speculation

  • McCarthy Tétrault LLP
  • -
  • Canada
  • -
  • September 24 2014

In a rare appellate court decision, the Court of Appeal in Walton v. Alberta (Securities Commission), 2014 ABCA 273, has set aside a decision by the

What happens when OSC Staff can’t prove its allegations? Lessons from the Baffinland insider trading saga

  • McCarthy Tétrault LLP
  • -
  • Canada
  • -
  • September 2 2014

Securities regulators pursuing allegations of insider trading typically allege not only that Respondents have violated the statute but also that

Halliburton: deepening the divide between certification of US and Canadian securities class actions

  • McCarthy Tétrault LLP
  • -
  • Canada, USA
  • -
  • July 15 2014

Everyone has been talking about the recent decision from the US Supreme Court in Halliburton Co v Erica P. John Fund Inc (Halliburton) and its

U.S. Supreme Court to reconsider fraud-on-the-market theory

  • McCarthy Tétrault LLP
  • -
  • Canada
  • -
  • November 22 2013

On November 15, 2013, the U.S. Supreme Court agreed to hear an appeal in which it will reconsider the "fraud-on-the-market" theory that has been one

The U.S. Supreme Court questions fraud-on-the-market

  • McCarthy Tétrault LLP
  • -
  • Canada, USA
  • -
  • March 18 2013

The recent U.S. Supreme Court ruling in the Amgen Inc. v. Connecticut Retirement Plans & Trust Funds, No. 11-1085, 2013 WL 691001 (Feb. 27, 2013

Clock starts with the act of fraud: U.S. Supreme Court confirms five-year limitation period for government enforcement proceedings

  • McCarthy Tétrault LLP
  • -
  • Canada, USA
  • -
  • March 18 2013

The US Supreme Court recently handed the US Securities and Exchange Commission (the "SEC") a very clear message: the act of fraud - not its discovery