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Canadian regulators propose 5 early warning and alternative monthly threshold, including derivatives

Torys LLP
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Canada
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March 19 2013

Canadian securities regulators are proposing to change the early warning and alternative monthly reporting regimes to require disclosure of

The NYSE and NASDAQ finalize new rules for compensation committees

Torys LLP
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Canada, USA
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January 29 2013

The New York Stock Exchange and Nasdaq have finalized changes to their listing standards relating to compensation committees. The changes, which were

Notice-and-access adopted in Canada

Torys LLP
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Canada
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December 12 2012

Canadian securities regulators have adopted new rules permitting annual financial statements, management’s discussion and analysis and meeting circulars to be posted on public companies’ websites instead of being mailed to shareholders

TSX developments on corporate governance and transactions requiring securityholder approval

Torys LLP
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Canada
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October 12 2012

The Toronto Stock Exchange has adopted new rules relating to director elections, including a requirement that listed issuers disclose whether or not they have a majority voting policy

The NYSE and NASDAQ propose new rules for compensation committees under Dodd-Frank

Torys LLP
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Canada, USA
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October 4 2012

The New York Stock Exchange and Nasdaq have proposed changes to their listing standards relating to compensation committees

JOBS Act reforms public and private offerings in the United States

Torys LLP
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Canada
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April 10 2012

The new U.S. Jumpstart Our Business Startups Act will make it easier for small and medium-sized companies to go public in the United States

SEC adopts mine safety disclosure rules

Torys LLP
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Canada
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January 20 2012

The U.S. Securities and Exchange Commission has adopted rules implementing the mine safety disclosure requirements of the Dodd-Frank Wall Street Reform and Consumer Protection Act

Beneficial ownership reports to be filed with the SEC by February 14

Torys LLP
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Canada
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January 11 2012

Investors that beneficially own more than 5 of a class of voting equity securities of an SEC-registered issuer may need to file a report with the SEC by February 14, 2012

Canadian securities regulators propose more flexible rules for marketing public offerings

Torys LLP
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Canada
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December 2 2011

Securities regulators in Canada are proposing changes to the prospectus offering regime that would give issuers and investment dealers greater flexibility in marketing public offerings of securities both before and after a preliminary prospectus is filed

Toronto Stock Exchange proposes new rules for elections of directors

Torys LLP
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Canada
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September 21 2011

The Toronto Stock Exchange has proposed new rules for electing directors of listed companies

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