We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 26

This week at the UK regulators - 29 September 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • September 29 2014

This week the FCA imposed a fine on Barclays Bank Plc of £37.7 million for failing properly to protect clients' custody assets, and the SEC awarded

International regulatory update - 8 12 September 2014

  • Clifford Chance LLP
  • -
  • China, European Union, Japan, Russia, Singapore, United Arab Emirates, United Kingdom
  • -
  • September 16 2014

The President-elect of the EU Commission, Jean-Claude Juncker, has announced details of the new Commission and the portfolios to be assigned to the

International regulatory update - 21 25 July 2014

  • Clifford Chance LLP
  • -
  • European Union, Global, Hong Kong, Lithuania, Luxembourg, Singapore, Thailand, United Kingdom
  • -
  • July 28 2014

The EU Council has formally adopted the proposed Directive on undertakings for collective investment in transferable securities (UCITS V). The

Corporate update July 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • July 21 2014

In June 2014, the Government published the Small Business, Enterprise and Employment Bill. This Bill gives effect to the commitment given by the

This week at the UK regulators - 23 June 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • June 23 2014

Aside from fines imposed on two firms for issues in relation to historic financial promotions in connection with investment products, the most

International regulatory update 12 16 May 2014

  • Clifford Chance LLP
  • -
  • Belgium, China, European Union, Hong Kong, Japan, Luxembourg, United Kingdom, USA
  • -
  • May 19 2014

The EU Council has formally approved the proposals for a directive on markets in financial instruments repealing Directive 200439EC (MiFID 2) and a

International regulatory update - 6 9 May 2014

  • Clifford Chance LLP
  • -
  • European Union, Germany, Indonesia, Switzerland, United Kingdom
  • -
  • May 13 2014

The EU Council has formally adopted the Recovery and Resolution Directive (RRD). The Directive provides national authorities with tools to pre-empt

International regulatory update - 7 11 April 2014

  • Clifford Chance LLP
  • -
  • China, European Union, Global, Hong Kong, United Kingdom, USA
  • -
  • April 15 2014

The EU Commission has set out a package of measures intended to improve corporate governance in the EU, comprising: a proposal for the revision of the

International regulatory update - 17 - 21 March 2014

  • Clifford Chance LLP
  • -
  • Australia, China, European Union, Germany, Global, Hong Kong, Poland, Russia, Singapore, Spain, Switzerland, Ukraine, United Kingdom, USA
  • -
  • March 27 2014

The EU Council Presidency and the EU Parliament have reached a provisional agreement on the proposed regulation establishing

International regulatory update -10 14 March 2014

  • Clifford Chance LLP
  • -
  • European Union, Germany, Hong Kong, Netherlands, United Kingdom
  • -
  • March 18 2014

The EU Commission has adopted a package of Regulatory Technical Standards (RTS) needed to implement provisions of the Capital Requirements Regulation