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Results: 1-10 of 29

International regulatory update - 2 - 6 February 2015

  • Clifford Chance LLP
  • -
  • European Union, Germany, Global, Hong Kong, India, Myanmar, Singapore, South Korea, United Kingdom
  • -
  • February 10 2015

International Regulatory Update 1 International Regulatory Update 2 - 6 February 2015 IN THIS WEEK'S NEWS Market Abuse Regulation: ESMA publishes

This week at the UK regulators - 2 February 2015

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • February 2 2015

Last week, two individuals convicted of fraud and other offences last month were sentenced in connection with their roles in promoting an

Corporate update January 2015

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • January 22 2015

In this edition, we consider the potential impact of the Autumn 2014 Budget Statement, the effect of which may reduce the popularity of “B share

This week at the UK regulators - 3 November 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • November 3 2014

The FCA concluded two enforcement cases involving consumer protection issues last week, fining one firm £4.1 million for failing to deal properly with

This week at the UK regulators - 29 September 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • September 29 2014

This week the FCA imposed a fine on Barclays Bank Plc of £37.7 million for failing properly to protect clients' custody assets, and the SEC awarded

International regulatory update - 8 12 September 2014

  • Clifford Chance LLP
  • -
  • China, European Union, Japan, Russia, Singapore, United Arab Emirates, United Kingdom
  • -
  • September 16 2014

The President-elect of the EU Commission, Jean-Claude Juncker, has announced details of the new Commission and the portfolios to be assigned to the

International regulatory update - 21 25 July 2014

  • Clifford Chance LLP
  • -
  • European Union, Global, Hong Kong, Lithuania, Luxembourg, Singapore, Thailand, United Kingdom
  • -
  • July 28 2014

The EU Council has formally adopted the proposed Directive on undertakings for collective investment in transferable securities (UCITS V). The

Corporate update July 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • July 21 2014

In June 2014, the Government published the Small Business, Enterprise and Employment Bill. This Bill gives effect to the commitment given by the

This week at the UK regulators - 23 June 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • June 23 2014

Aside from fines imposed on two firms for issues in relation to historic financial promotions in connection with investment products, the most

International regulatory update 12 16 May 2014

  • Clifford Chance LLP
  • -
  • Belgium, China, European Union, Hong Kong, Japan, Luxembourg, United Kingdom, USA
  • -
  • May 19 2014

The EU Council has formally approved the proposals for a directive on markets in financial instruments repealing Directive 200439EC (MiFID 2) and a