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Results: 11-20 of 88

Clearing and settlement in the Turner Review

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • March 30 2009

Many of the developments in clearing over the last month have been focused on the clearing of OTC derivatives

Stock exchange collaboration on European derivatives

  • A&L Goodbody
  • -
  • United Kingdom
  • -
  • March 31 2009

The London Stock Exchange Group and TMX Group have announced that they will collaborate on EDX London, the equity derivatives business of the London Stock Exchange

New UK Contracts for Difference disclosure regime to take effect on 1st June 2009

  • A&L Goodbody
  • -
  • United Kingdom
  • -
  • March 31 2009

The new UK disclosure regime for Contracts for Difference (CfDs) will become operative on the 1st June 2009

FSA publishes markets regulatory agenda

  • Dentons
  • -
  • United Kingdom
  • -
  • May 28 2010

FSA has published its plans for regulating markets in the current climate of change

The FSA’s markets regulatory agenda

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 28 2010

On 25 May 2010, the FSA published a paper which was entitled The FSA's markets regulatory agenda

Whisleblowers granted bounties and protection from SEC and CFTC in US financial reform law

  • Freshfields Bruckhaus Deringer LLP
  • -
  • United Kingdom, USA
  • -
  • July 21 2010

With the signing of the Dodd-Frank Wall Street Reform and Consumer Protection Act into law this week, the US government quietly introduced two parallel whisleblower programs that will provide powerful financial incentives for individuals to report suspected securities or commodities trading violations to the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC

The FSA has published its markets regulatory agenda

  • Reed Smith LLP
  • -
  • United Kingdom
  • -
  • June 3 2010

Key focus of the FSA in this area will be on: reforming OTC derivative markets; stronger global standards for clearing houses; better arrangements for handling defaults in the clearing and settlement system; greater transparency in non-equity markets; and establishing the regime for oversight of credit rating agencies

Industry comments on client categorisation

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • August 13 2010

FOA and APCIMS have published a joint response to the CESR consultation on client categorisation

ABA task force report and SEC letter regarding investment company use of derivatives and leverage

  • Dechert LLP
  • -
  • United Kingdom
  • -
  • August 16 2010

At 2009 Spring Meeting of the Business Law Section of the American Bar Association ("ABA"), Andrew "Buddy" Donoghue, Director of the Division of Investment Management of the Securities and Exchange Commission ("SEC"), challenged the ABA Subcommittee on Investment Companies and Investment Advisers to address concerns about investment company use of derivatives and leverage

US financial regulatory reform and UK pension funds

  • Mayer Brown LLP
  • -
  • United Kingdom, USA
  • -
  • August 19 2010

New US legislation could weaken protections for money market funds in which UK pension funds invest

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