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FSA forces disclosure of contracts for difference

Hunton & Williams LLP
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United Kingdom
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June 8 2009

Changes to the Disclosure and Transparency Rules ("DTRs") were brought into effect on 1 June 2009; these changes have implemented an enhanced disclosure regime for listed companies

FSA and CFTC agree new MoU

Dentons
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United Kingdom, USA
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September 18 2009

FSA and CFTC have signed a new MoU on supervision of cross-border clearing organisations

UK FSA new rules on disclosure of Contracts for Difference effective 1 June 2009

Schulte Roth & Zabel LLP
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United Kingdom
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March 6 2009

The UK Financial Services Authority ('FSA') has published a Policy Statement (PS093), including Final Rules, in relation to the disclosure of Contracts for Difference ('CfDs') and similar financial instruments

MiFID: the risks of late transposition

White & Case LLP
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European Union, United Kingdom
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October 31 2007

November 1, 2007, is the long-anticipated date when the EU's new investment services regulatory regime under MiFID the Markets in Financial Instruments Directive should apply throughout the EU

Disclosure of contracts for difference

Nabarro LLP
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United Kingdom
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March 10 2009

With effect from 1 June 2009, contracts for difference (CFDs) and other synthetic holdings in listed companies will be subject to the same disclosure and notification requirements as apply to direct holdings of shares

FSA Market Watch Newsletter issue No. 32

Shepherd & Wedderburn LLP
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United Kingdom
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June 30 2009

On 4 June 2009, the FSA published Market Watch No. 32

Commodity derivative markets and insider dealing

Reed Smith LLP
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United Kingdom
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October 27 2009

Insider dealing in the stockmarkets is very much in the headlines with a major scandal brewing as the SEC targets US hedge funds

Is your client money protected? The implications of Global Trader

Dentons
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United Kingdom
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July 16 2009

The judgment in Global Trader Europe Limited delivered on 24 March 2009 will be of great interest to those firms who either hold "client money" or seek the protection of the client money regime