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Results: 1-10 of 143

FSA makes new rules

  • Dentons
  • -
  • United Kingdom
  • -
  • November 7 2008

At FSA’s October Board meeting, it made the following new Rules

FSA moves to prevent undisclosed stakebuilding

  • Reed Smith LLP
  • -
  • Germany, United Kingdom
  • -
  • October 31 2008

The uproar surrounding Porsche’s massive undisclosed stake in Volkswagen has illustrated the potential market failures which can arise as a result of secret stakebuilding using cash-settled derivatives

FSA Market Watch newsletter - Issue No. 30

  • Shepherd & Wedderburn LLP
  • -
  • United Kingdom
  • -
  • November 28 2008

The FSA published Market Watch No. 30 on 19 November 2008

UK definition of "financial instrument" harmonized

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • December 5 2008

On December 2, the definition of "financial instrument" found in Part 6 of the Financial Services and Markets Act 2000 and in Article 5 of the Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Instruments) Order 2001 (SI 2001996) was amended by the publication of the Definition of Financial Instrument Order 2008 (SI 20083053

UK FSA new rules on disclosure of Contracts for Difference effective 1 June 2009

  • Schulte Roth & Zabel LLP
  • -
  • United Kingdom
  • -
  • March 6 2009

The UK Financial Services Authority ('FSA') has published a Policy Statement (PS093), including Final Rules, in relation to the disclosure of Contracts for Difference ('CfDs') and similar financial instruments

Disclosure of contracts for difference

  • Nabarro LLP
  • -
  • United Kingdom
  • -
  • March 10 2009

With effect from 1 June 2009, contracts for difference (CFDs) and other synthetic holdings in listed companies will be subject to the same disclosure and notification requirements as apply to direct holdings of shares

Clearing and settlement in the Turner Review

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 30 2009

Many of the developments in clearing over the last month have been focused on the clearing of OTC derivatives

Stock exchange collaboration on European derivatives

  • A&L Goodbody
  • -
  • United Kingdom
  • -
  • March 31 2009

The London Stock Exchange Group and TMX Group have announced that they will collaborate on EDX London, the equity derivatives business of the London Stock Exchange

New UK Contracts for Difference disclosure regime to take effect on 1st June 2009

  • A&L Goodbody
  • -
  • United Kingdom
  • -
  • March 31 2009

The new UK disclosure regime for Contracts for Difference (CfDs) will become operative on the 1st June 2009

International regulatory update 7 - 11 January 2013

  • Clifford Chance LLP
  • -
  • European Union, France, Global, India, Poland, Singapore, United Kingdom, USA
  • -
  • January 14 2013

EMIR: Extension of scrutiny period for Commission Delegated Regulations Basel III: Basel Committee releases revised version of Liquidity Coverage