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Results: 1-10 of 114

FSA and SEC hold strategic dialogue meeting

  • Dentons
  • -
  • United Kingdom, USA
  • -
  • October 21 2011

On 13 October Hector Sants met SEC chairman Mary Schapiro as part of the SEC-FSA Strategic Dialogue sessions established in 2006

Commodity derivative markets and insider dealing

  • Reed Smith LLP
  • -
  • United Kingdom
  • -
  • October 27 2009

Insider dealing in the stockmarkets is very much in the headlines with a major scandal brewing as the SEC targets US hedge funds

International regulatory update

  • Clifford Chance LLP
  • -
  • Belgium, European Union, Germany, Global, Hong Kong, Japan, Netherlands, Singapore, South Korea, United Kingdom, USA
  • -
  • July 4 2011

The FSA has published a document setting out its initial thinking on how the Financial Conduct Authority (FCA), which is expected to be established by end-2012, will approach the delivery of its objectives

International regulatory update 13-17 August 2012

  • Clifford Chance LLP
  • -
  • France, Global, Japan, Luxembourg, Slovakia, United Kingdom, USA
  • -
  • August 20 2012

The Financial Stability Board (FSB) is seeking views regarding the appropriate jurisdiction for the establishment of the Global LEI Foundation and Central Operating Unit of the global legal entity identifier (LEI) system

UK definition of "financial instrument" harmonized

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • December 5 2008

On December 2, the definition of "financial instrument" found in Part 6 of the Financial Services and Markets Act 2000 and in Article 5 of the Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Instruments) Order 2001 (SI 2001996) was amended by the publication of the Definition of Financial Instrument Order 2008 (SI 20083053

FSA finalises guidance

  • Dentons
  • -
  • United Kingdom
  • -
  • March 2 2012

FSA has finalised its guidance

International Regulatory Update 23-27 September 2013

  • Clifford Chance LLP
  • -
  • Australia, China, European Union, Germany, Global, Guernsey, Hong Kong, Japan, Luxembourg, Netherlands, New Zealand, Russia, Singapore, South Korea, United Kingdom, USA
  • -
  • October 1 2013

The UK government has launched a legal challenge with the European Courts of Justice (ECJ) on the remuneration provisions under the Capital

International regulatory update - 27 31 January 2014

  • Clifford Chance LLP
  • -
  • European Union, France, Germany, Global, Italy, Japan, Netherlands, Singapore, United Kingdom, USA
  • -
  • January 31 2014

The EU Commission has adopted a proposed regulation on structural measures to improve the resilience of EU credit institutions. The proposed

UK FSA new rules on disclosure of Contracts for Difference effective 1 June 2009

  • Schulte Roth & Zabel LLP
  • -
  • United Kingdom
  • -
  • March 6 2009

The UK Financial Services Authority ('FSA') has published a Policy Statement (PS093), including Final Rules, in relation to the disclosure of Contracts for Difference ('CfDs') and similar financial instruments

Antitrust

  • Squire Sanders Hammonds
  • -
  • European Union, United Kingdom
  • -
  • June 10 2011

The Commission has opened two investigations relating to possible breaches of Articles 101 and 102 of the Treaty on the Functioning of the European Union (the TFEU) in the credit default swaps (CDS) market