We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 137

FSA responds on MiFID review

  • Dentons
  • -
  • United Kingdom
  • -
  • March 2 2012

FSA’s response to the EP’s Markets in Financial Instruments Directive Review (MiFID 2MiFIR) questionnaire highlights

MiFID: the risks of late transposition

  • White & Case LLP
  • -
  • European Union, United Kingdom
  • -
  • October 31 2007

November 1, 2007, is the long-anticipated date when the EU's new investment services regulatory regime under MiFID the Markets in Financial Instruments Directive should apply throughout the EU

Was it hedging or speculation, and did that really matter anyway?

  • Borden Ladner Gervais LLP
  • -
  • United Kingdom
  • -
  • September 19 2012

The difference isn’t always clear

Treasury speaks on regulatory change

  • Dentons
  • -
  • United Kingdom
  • -
  • January 20 2012

Mark Hoban, speaking at the London Stock Exchange, stressed that regulatory change is necessary and discussed the priorities of the UK in negotiating key EU Directives

Preview 2013 (UK law)

  • Herbert Smith Freehills LLP
  • -
  • European Union, United Kingdom
  • -
  • January 15 2013

2013 will herald some significant changes to the UK legal arena, notably in the corporate area in relation to executive remuneration and narrative

FSA warns firms about outsourcing of transaction monitoring

  • RPC
  • -
  • United Kingdom
  • -
  • April 1 2011

FSA regulated firms must comply with their transaction reporting obligations and ensure adequate procedures are in place to check the accuracy of their reports to the FSA

Industry responds on trading

  • Dentons
  • -
  • United Kingdom
  • -
  • January 21 2011

BBA, ISDA and the AFME have published a joint response to FSA's Discussion Paper on a prudential regime for trading activities

International regulatory update 9-13 September 2013

  • Clifford Chance LLP
  • -
  • Australia, Belgium, China, European Union, Germany, Netherlands, Poland, Russia, South Korea, Switzerland, United Kingdom, USA
  • -
  • September 17 2013

Commission Delegated Regulation (EU) No 8762013 of 28 May 2013 supplementing the European Market Infrastructure Regulation (EMIR) with regard to

ABA task force report and SEC letter regarding investment company use of derivatives and leverage

  • Dechert LLP
  • -
  • United Kingdom
  • -
  • August 16 2010

At 2009 Spring Meeting of the Business Law Section of the American Bar Association ("ABA"), Andrew "Buddy" Donoghue, Director of the Division of Investment Management of the Securities and Exchange Commission ("SEC"), challenged the ABA Subcommittee on Investment Companies and Investment Advisers to address concerns about investment company use of derivatives and leverage

International regulatory update

  • Clifford Chance LLP
  • -
  • Australia, European Union, France, Germany, Global, Hong Kong, Italy, Luxembourg, Poland, United Kingdom
  • -
  • August 6 2012

The EBA, EIOPA and ESMA have published a press release confirming that the deadline for the submission of the joint regulatory technical standards covering risk mitigation techniques for OTC derivatives not cleared by central counterparties (CCPs) under the regulation on OTC derivatives and market infrastructures will be postponed