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FSA fines and bans oil broker for market abuse
- Katten Muchin Rosenman LLP
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- United Kingdom
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- July 2 2010
On June 28, the UK Financial Services Authority (FSA) announced that it had fined Steven Perkins, a former oil broker, £72,000 (approximately $109,000) for market abuse and had banned him from working in the UK financial services industry for a minimum of five years on the grounds that he was not a fit and proper person
Financial Services and Markets Act 2000 (Short Selling) Regulations 2012
- Katten Muchin Rosenman LLP
- -
- United Kingdom
- -
- October 12 2012
On October 9, the Financial Services and Markets Act 2000 (Short Selling) Regulations 2012 (the Regulations) were published
European Commission publishes proposals for revised market abuse directive
- Katten Muchin Rosenman LLP
- -
- European Union, United Kingdom
- -
- December 9 2011
The European Commission has published its proposals for the revision of the Market Abuse Directive (20036EC) (MAD
