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Financial Services and Markets Act 2000 (Short Selling) Regulations 2012

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • October 12 2012

On October 9, the Financial Services and Markets Act 2000 (Short Selling) Regulations 2012 (the Regulations) were published

European Commission publishes proposals for revised market abuse directive

  • Katten Muchin Rosenman LLP
  • -
  • European Union, United Kingdom
  • -
  • December 9 2011

The European Commission has published its proposals for the revision of the Market Abuse Directive (20036EC) (MAD

FSA fines and bans oil broker for market abuse

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • July 2 2010

On June 28, the UK Financial Services Authority (FSA) announced that it had fined Steven Perkins, a former oil broker, £72,000 (approximately $109,000) for market abuse and had banned him from working in the UK financial services industry for a minimum of five years on the grounds that he was not a fit and proper person