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Treasury amends prospectus rules

Dentons
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United Kingdom
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May 17 2013

A change to the exemptions from the requirement to produce a prospectus takes effect from 31 May. The amendment to the Financial Services and

IMA welcomes AIFMD response

Dentons
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United Kingdom
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May 17 2013

IMA has welcomed Treasury's confirmation of its stance on AIFMD implementation, including on marketing of funds during the transitional period. It

Treasury responds on AIFMD implementation

Dentons
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United Kingdom
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May 17 2013

Treasury has published response papers to its two consultations on implementing the AIFMD and revised secondary legislation. Key points and changes

MFA responds on AIFMD

Dentons
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United Kingdom
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May 17 2013

MFA has responded to FCA's second consultation on implementing the AIFMD. It highlights: the need for clarification on whether the transitional

LSB publishes bulletin

Dentons
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United Kingdom
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May 10 2013

LSB's latest bulletin covers the Government and Financial Services Authority (FSA) consultation on the future regulation of consumer credit. LSB

Treasury updates on AIFMD

Dentons
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United Kingdom
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May 10 2013

Treasury has issued a set of FAQs on the transposition of the Alternative Investment Fund Managers Directive (AIFMD). The questions deal with various

FCA updates on UCIS distribution

Dentons
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United Kingdom
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May 10 2013

FCA has not yet submitted proposals for guidance on marketing of unregulated collective investment schemes (UCIS) and close substitutes to its Board

FOS consults on VJ extension

Dentons
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United Kingdom
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May 10 2013

FOS is consulting on extending the scope of its voluntary jurisdiction (VJ). The territorial scope of the VJ is wider than that of the compulsory

FCA reminds of need for disclosure updates

Dentons
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United Kingdom
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May 10 2013

FCA has reminded firms that they should review their documents and other materials in which they make status disclosures, to ensure they are up to

FCA consults on member controls

Dentons
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United Kingdom
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May 3 2013

FCA has published a guidance consultation setting out how it expects recognised investment exchanges (RIEs) and multilateral trading facilities

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Search results

Treasury amends prospectus rules

IMA welcomes AIFMD response

Treasury responds on AIFMD implementation

MFA responds on AIFMD

LSB publishes bulletin

Treasury updates on AIFMD

FCA updates on UCIS distribution

FOS consults on VJ extension

FCA reminds of need for disclosure updates

FCA consults on member controls

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