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Results: 1-10 of 166

Deferred prosecution agreements: a powerful new tool for UK prosecutors?

  • Dechert LLP
  • -
  • United Kingdom
  • -
  • May 3 2013

The Crime and Courts Bill which received Royal Assent on 25 April 2013 has introduced a new enforcement tool in the UK for fraud, bribery and money

The new financial regulator in the UK - some practical points

  • Dechert LLP
  • -
  • United Kingdom
  • -
  • March 28 2013

It cannot have escaped anyone's attention that the Financial Services Authority (FSA) ceases to exist as such on Monday 1 April 2013. In its place

London Stock Exchange to introduce new high growth segment of the main market

  • Dechert LLP
  • -
  • United Kingdom
  • -
  • February 27 2013

The Department for Business, Innovation and Skills (‘BIS’) announced in September 2012 that it had developed proposals with the London Stock Exchange

FATCA update no duplicate reporting for investment funds

  • Dechert LLP
  • -
  • United Kingdom, USA
  • -
  • February 1 2013

Following the execution of an inter-governmental agreement (or "IGA") with the United States in September 2012 and a consultation exercise which

The Financial Services Act 2012 misleading statements, impressions and financial promotions

  • Dechert LLP
  • -
  • United Kingdom
  • -
  • January 18 2013

In our previous DechertOnPoints, The Draft Financial Services Bill in the Context of the Proposed New UK Financial Regulatory Structure and Draft UK

Financial services update on UK and European regulatory developments

  • Dechert LLP
  • -
  • European Union, United Kingdom
  • -
  • December 18 2012

This update summarises current regulatory developments impacting the asset management sector in the UK and throughout the European Union

FSA-authorised asset managers required to attest compliance with conflicts of interest rules

  • Dechert LLP
  • -
  • United Kingdom
  • -
  • November 28 2012

The FSA has issued a ‘Dear CEO’ Paper “Conflicts of interest between asset managers and their customers: Identifying and mitigating the risks”

The FSA’s retail distribution review its impact on investment fund managers

  • Dechert LLP
  • -
  • United Kingdom
  • -
  • November 28 2012

The FSA’s Retail Distribution Review (“RDR”) will come into effect on 31 December 2012

FSA’s Retail Distribution Review

  • Dechert LLP
  • -
  • United Kingdom
  • -
  • November 14 2012

The FSA’s Retail Distribution Review (RDR) will come into effect on 31 December 2012

Proposed Capital Requirements Directive IV

  • Dechert LLP
  • -
  • European Union, United Kingdom
  • -
  • November 14 2012

The Commission published in July 2011 a proposal for new capital requirements for credit institutions and MiFID investment firms (CRD IV

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