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Results: 1-10 of 163

FSB looks at reliance on CRA ratings

  • Dentons
  • -
  • United Kingdom
  • -
  • November 5 2010

FSB has published some principles that will reduce reliance on Credit Rating Agency (CRA) ratings in standards, laws and regulations

LSE responds on regulatory structure

  • Dentons
  • -
  • United Kingdom
  • -
  • October 29 2010

LSE has responded to Treasury's consultation on the UK regulatory structure

FSA consults on operational risk guidance

  • Dentons
  • -
  • United Kingdom
  • -
  • October 29 2010

FSA is consulting on potential guidance on enhancing frameworks in the standardised approach (TSA) to operational risk

FSA publishes international agenda

  • Dentons
  • -
  • United Kingdom
  • -
  • October 29 2010

FSA has published its current international agenda

FSA consults on fees and levies

  • Dentons
  • -
  • United Kingdom
  • -
  • October 29 2010

FSA is consulting on policy proposals for its fees and levies

Parliament holds clearing and settlement event

  • Dentons
  • -
  • United Kingdom
  • -
  • October 29 2010

At a lunch event on clearing and settlement, Judith Hardt of the Federation of European Securities Exchanges spoke on the role of the G-20 recommendations

FSA reviews DEPP and EG

  • Dentons
  • -
  • United Kingdom
  • -
  • October 22 2010

FSA is consulting on changes to its Decision Procedure and Penalties Manual and Enforcement Guide as a result of its 2010 review

Industry responds on Remuneration Code

  • Dentons
  • -
  • United Kingdom
  • -
  • October 15 2010

AFME has responded to FSA's consultation on revisions to the Remuneration Code

Parliament publishes dark pools report

  • Dentons
  • -
  • United Kingdom
  • -
  • October 15 2010

Parliament's Economic and Monetary Affairs Committee (ECON) has published a draft report by Kay Swinburne that looks at regulation of trading in financial instruments, including dark pools

IMA responds on remuneration

  • Dentons
  • -
  • United Kingdom
  • -
  • October 15 2010

IMA has responded to FSA's consultation on changes to the Remuneration Code

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