We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Lexology logo
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 30

The end of the FSA. But what can we expect from the new regime?

  • Nabarro LLP
  • -
  • United Kingdom
  • -
  • March 7 2013

On 1 April 2013, the Financial Services Authority (FSA) will be abolished and replaced by a new regulatory regime. The Government said when it came to

FSA publishes guidance consultation following review of structured products

  • Nabarro LLP
  • -
  • United Kingdom
  • -
  • November 30 2011

The FSA has published a guidance consultation which explains the findings of a review into how firms are structuring financial products (GC 1127

FSA updates webpage on retail distribution review

  • Nabarro LLP
  • -
  • United Kingdom
  • -
  • November 30 2011

On 8 November, the FSA updated its web page on useful guidelines and waivers to incorporate training and competence amendments so as to comply with retail distribution review (RDR) requirements

FSA Business Plan 201112 progress report

  • Nabarro LLP
  • -
  • United Kingdom
  • -
  • November 30 2011

The FSA has published a progress report setting out the extent to which it has met the objectives in the Business Plan 201112

FSA publishes finalised guidance on remuneration

  • Nabarro LLP
  • -
  • United Kingdom
  • -
  • October 31 2011

On 5 October 2011 the FSA published final guidance on issues relating to the FSA’s remuneration code

UK opposes European Commission plans for a financial transaction tax

  • Nabarro LLP
  • -
  • European Union, United Kingdom
  • -
  • October 31 2011

The UK Government has indicated that it will resist the European Commission’s (Commission) proposed financial transaction tax

FSA publishes guidelines on "buy out" awards for new staff

  • Nabarro LLP
  • -
  • United Kingdom
  • -
  • October 31 2011

On 18 October 2011, the FSA published guidance on the application of the Remuneration Code (Code) which is intended to clarify when "buy out" awards may be paid without breaching the Code

Consultation on anti-money laundering guidance

  • Nabarro LLP
  • -
  • United Kingdom
  • -
  • October 31 2011

The Joint Money Laundering Steering Group (JMLSG) has published a consultation on an updated version of the anti-money laundering guidance

LSE acquisition of Transaction Reporting System

  • Nabarro LLP
  • -
  • United Kingdom
  • -
  • October 31 2011

On 25 February 2011, the FSA published a letter to Transaction Reporting System (TRS) users explaining how the LSE has purchased TRS from the FSA

How prominent are your financial promotions?

  • Nabarro LLP
  • -
  • United Kingdom
  • -
  • October 31 2011

On 28 September 2011, the FSA published final guidance on the appropriate degree of prominence of financial promotions