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FSA fines willis limited £6.895 million for anti-bribery and corruption systems and controls failings
- Katten Muchin Rosenman LLP
- -
- United Kingdom
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- July 22 2011
The UK Financial Services Authority announced on July 21 that it had fined Willis Limited £6.895 million (approximately $11.2 million) for failings in its anti-bribery and corruption systems and controls
FSA publishes financial crime measures
- Katten Muchin Rosenman LLP
- -
- United Kingdom
- -
- June 24 2011
On June 27, the UK Financial Services Authority (FSA) published a financial crime consultation paper (CP1112 Financial Crime: A Guide for Firms) which proposes a new FSA guide designed to help firms reduce the risk of their businesses being used to facilitate financial crime, as well as other anti-financial crime measures
FSA announces fines totalling £4.2 million for transaction reporting failures
- Katten Muchin Rosenman LLP
- -
- United Kingdom
- -
- April 9 2010
On April 8, the UK Financial Services Authority (FSA) announced that it had fined three firms (a bank, a market maker trading on electronic markets and an agency broker) a total of £4.2 million (approximately $6.4 million) for multiple breaches that resulted in failures to provide transaction reports promptly and correctly to the FSA
FSA publishes new financial penalties framework
- Katten Muchin Rosenman LLP
- -
- United Kingdom
- -
- March 12 2010
In early March, the UK Financial Services Authority (FSA) issued policy statement PS1004 entitled Enforcement Financial Penalties
Current Search
- Jurisdiction - United Kingdom
- Workarea - Banking
- Workarea - Capital Markets
- Workarea - White Collar Crime
- Firm Name - Katten Muchin Rosenman LLP
- Author - Edward Black