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Treasury issues terrorist financing notification

  • Dentons
  • -
  • United Kingdom
  • -
  • July 29 2011

Treasury has issued a notification in respect of restrictive measures imposed by the EU against certain persons and entities with a view to combating terrorism

Financial Regulatory Developments 7 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 7 2014

FCA has published a policy statement confirming its new rules which: ban new referral payments from a discretionary investment manager (DIM) to an

FSA gets 77,000 for Monobank victims

  • Dentons
  • -
  • United Kingdom
  • -
  • February 24 2012

FSA has obtained a court order against Monobank Plc (Monobank) which will allow around 77,000 of redress to be paid to victims of a boiler room scam

FSA suspends CPP Group listing

  • Dentons
  • -
  • United Kingdom
  • -
  • February 24 2012

CPP Group PLC (CPP) announced the suspension of the listing of its shares, following discussions with FSA about its card protection and identity protection products

Financial Regulatory Developments 29 November 2013 - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 29 2013

Treasury has renewed a designation under the Terrorist Asset Freezing etc Act 2010. (Source: Treasury Renews

FCA gets court settlement over land banking

  • Dentons
  • -
  • United Kingdom
  • -
  • June 28 2013

FCA has achieved a settlement in the High Court that will enable investors in an illegal land banking scheme to recover £380,000. Several

Financial Regulatory Developments 31 January - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 31 2014

In the latest fine against banks for systems and controls failings in anti-money laundering (AML) procedures, FCA has fined Standard Bank PLC £7,640

Financial Regulatory Developments 28 March - Financial Ombudsman Service (FOS)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 28 2014

FOS's latest newsletter focuses on "disputed transactions". FOS receives many complaints involving fraud or suspected fraud, where consumers claim a