Dentons | United Kingdom | 27 Mar 2015
The Anti-Money Laundering (AML) and counter terrorist finance (CTF) supervision report for 2013-14 highlights the Government's concerns over the…
Dentons | United Kingdom | 21 Nov 2014
FCA has carried out further reviews on: how small banks manage money laundering and sanctions risks; and how insurance brokers manage bribery and…
Dentons | United Kingdom | 19 Sep 2014
FCA has published its thematic review of mobile banking and payments. This follows its interim findings which it published just over a year ago. The…
Dentons | United Kingdom | 20 Jun 2014
FCA has fined Credit Suisse International (CSI) £2,398,100 and Yorkshire Building Society (YBS) £1,429,000 for failures in financial promotions…
Dentons | United Kingdom | 6 Jun 2014
FCA has set up a page on its website reminding firms of their obligations in relation to the prevention of financial crime, specifically money…
Dentons | United Kingdom | 6 Jun 2014
Treasury has launched an independent review of the Money Advice Service (MAS). The review will look at how the MAS is meeting consumer needs and make…
Dentons | United Kingdom | 23 May 2014
The Tribunal has agreed with FCA's decision to ban Ghanshyam Batra from any function in relation to regulated activities. Mr Batra had provided false…
Dentons | United Kingdom | 23 May 2014
FCA has carried out a review of consumer credit advertising and has told firms to raise their standards. It surveyed a sample of advertisements and…
Dentons | United Kingdom | 17 Apr 2014
The Tribunal has backed FCA's decision to fine Amir Khan £80,000 for various dishonest activities relating to mortgage applications. FCA also banned…
Dentons | United Kingdom | 28 Mar 2014
FOS's latest newsletter focuses on "disputed transactions". FOS receives many complaints involving fraud or suspected fraud, where consumers claim a…