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Results: 1-10 of 1,404

FCA publishes Handbook including the Alternative Dispute Resolution Directive Instrument 2015

  • Eversheds LLP
  • -
  • United Kingdom
  • -
  • April 30 2015

The FCA has published four Handbook instruments, made by it and the Financial Ombudsman Service (FOS), which were made (or approved as applicable) on

Proposed FCA technical notes on closed-ended investment companies

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • April 28 2015

You would be forgiven if the Financial Conduct Authority's ("FCA") rather plainly titled 'Primary Market Bulletin No. 11' (the "Bulletin") passed you

Key EU legislative developments - status update as at April 2015 (updates in red)

  • Baker & McKenzie
  • -
  • European Union, United Kingdom
  • -
  • April 23 2015

Implementing Basel III (Liquidity standards; definition of capital; leverage ratio; counterparty credit risk; capital buffers). Plus, enhanced

Intervention the FCA’s approach

  • Berwin Leighton Paisner LLP
  • -
  • United Kingdom
  • -
  • April 16 2015

"Intervention" seems to be the word of the moment at 25 The North Colonnade. Whether it's "early intervention" or "product intervention", acting

Financial Regulatory Developments 10 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 10 2015

FCA's latest policy development update highlights, for the next quarter policy statements on: Fees and levies; Whistleblowing; outstanding issues on

Revised UKLA technical notes six new notes added

  • Macfarlanes LLP
  • -
  • United Kingdom
  • -
  • April 7 2015

The FCA has made significant changes to its technical notes. In addition to making clarificatory amendments to a number of notes (including deleting

Fewer listed company circulars require approval - 1 April 2015

  • Macfarlanes LLP
  • -
  • United Kingdom
  • -
  • April 7 2015

Changes to the FCA’s vetting of circulars took effect on 1 April. The revisions decrease the number of circulars requiring approval. Previously LR13.2

Financial Regulatory Developments 2 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 2 2015

FCA has published its policy statement and its made rules arising from four consultation papers on Solvency 2. The changes, and made rules, cover

The Financial Report April 2, 2015 - news from Europe

  • DLA Piper LLP
  • -
  • European Union, United Kingdom
  • -
  • April 2 2015

Reuters reported that Latvia, which currently holds the European Union presidency, opposes a proposal that would prohibit European banks from engaging

UK Financial Conduct Authority publishes its business plan for 20152016

  • Shearman & Sterling LLP
  • -
  • United Kingdom
  • -
  • March 31 2015

On March 24, 2015, the FCA published its Business Plan for 20152016 which indicates upcoming focus areas for the regulator and announces upcoming