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Results: 1-10 of 1,358

FCA consults on measures to improve complaints handling

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • December 17 2014

Last month, the FCA published its thematic review into complaint handling involving 15 major retail firms and five trade bodies. The FCA has

Financial Regulatory Developments 12 December - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • December 12 2014

FCA has published a new page on its website explaining the 317 new validations it and PRA will activate in respect of reporting under CRD 4 on 17

The financial report December 11, 2014 - news from Europe

  • DLA Piper LLP
  • -
  • Australia, European Union, France, United Kingdom
  • -
  • December 11 2014

According to Reuters, France is leading efforts to adopt a financial transaction tax in the EU by 2016. (1292014) FTT. FCA consults on capital

Financial industry regulatory update

  • Reed Smith LLP
  • -
  • United Kingdom
  • -
  • December 10 2014

International regulatory bodies, working alongside their regional and national counterparts, have spent over six years attempting to mend the global

High Court agrees FOS was not required to stay determination of complaints pending resolution of a related dispute

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • December 8 2014

The High Court has refused an application for judicial review of the FOS by three IFAs who argued that the FOS ought to have stayed its determination

The new accountability regime

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • December 8 2014

In the UK the Financial Services and Markets Act 2000 (FSMA) gives the Prudential Regulation Authority (PRA) and the Financial Conduct Authority

Financial Regulatory Developments 5 December - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • December 5 2014

PRA has issued guidance on applying for "CRR Permissions" to allow firms to use their own sensitivity positions for the purposes of the standardised

An uneasy contrast for the FCA balancing commercial drive with cultural reform

  • RPC
  • -
  • United Kingdom
  • -
  • December 3 2014

Yesterday's speech delivered by Martin Wheatley has reinforced the FCA's increasingly more collaborative approach to its engagement with financial

FCA report on complaints handling more optimistic than many feared

  • RPC
  • -
  • United Kingdom
  • -
  • November 24 2014

The FCA has finally published its report on its review of consumer complaint handling at 15 major retail financial services firms. Despite the

FCA requirement for legal entity identifiers

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • November 14 2014

On November 7, the UK Financial Conduct Authority (FCA) has confirmed that it will require all financial institutions conducting business in or from