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RDR and adviser charging disclosures: FCA’s patience wearing thin?

  • CMS Cameron McKenna
  • -
  • United Kingdom
  • -
  • April 15 2014

The Retail Distribution Review (RDR) introduced, among other things, new information disclosure requirements for financial advisers. Firms m

Financial Regulatory Developments 11 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 11 2014

Martin Wheatley spoke on the growth of the UK credit card market. He stressed FCA's commitment to ensuring that the market works and its aim to

Financial Regulatory Developments 4 April - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

PRA has published a policy statement confirming the final management expenses levy limit for the Financial Services Compensation Scheme (FSCS) for

Financial Regulatory Developments 4 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

FCA took over the regulation of firms that provide consumer credit and related activities on 1 April. It noted 9 million people are in serious debt

Financial Regulatory Developments 4 April - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

George Osborne has made clear the Government's concerns that FCA briefed a single journalist on its proposed work in the insurance sector, which led

Financial Regulatory Developments 4 April - Financial Ombudsman Service (FOS)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

FOS has fed back on responses to its consultation on its plan and budget for 201415. Respondents, with the exception of the claims management

Financial Regulatory Developments 28 March - National Audit Office (NAO)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 28 2014

NAO has published a report on regulation of financial services and how the Prudential Regulation Authority (PRA) and FCA will need to show that they

The ‘quiet revolution’ - how behavioural economics is influencing FCA competition policy

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 27 2014

A number of publications in the past week have highlighted the increased focus on the FCA's competition objective and the role that 'behavioural

This week at the UK regulators - 24 March 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • March 24 2014

In its first market abuse case concerning the gilts market, the FCA has imposed a fine of over £662,000 on a former bond trader for unsuccessful

Financial Regulatory Developments 21 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 21 2014

FCA plans a number of publications before the end of March, and then a break until May and June. Its imminent publications include policy statements