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Financial Regulatory Developments 5 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 5 2014

FCA has fined Deutsche Bank £4,718,800 for incorrectly reporting transactions from the date of implementation of the Markets in Financial Instruments

The financial report September 4, 2014 - news from Europe

  • DLA Piper LLP
  • -
  • European Union, United Kingdom
  • -
  • September 4 2014

Bloomberg outlined the upcoming milestones in the European Union’s efforts to forge a banking union. (8282014) Milestones. The UK Financial Conduct

This week at the UK regulators - 2 September 2014

  • Clifford Chance LLP
  • -
  • India, United Kingdom, USA
  • -
  • September 2 2014

In two separate well publicised cases, the FCA last week imposed financial penalties of over £20 million in respect of mortgage advice and

A final call for compliance!

  • Mills & Reeve LLP
  • -
  • United Kingdom
  • -
  • August 20 2014

In April 2014 the Financial Conduct Authority (FCA) published the second stage of its review of the implementation of the Retail Distribution Review

Technology outsourcing and UK financial services regulation

  • Morrison & Foerster LLP
  • -
  • United Kingdom
  • -
  • August 12 2014

The UK financial services regulator, the Financial Conduct Authority, has published a new list of considerations for regulated financial services

This week at the UK regulators - 11 August 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • August 11 2014

In the only publicised concluded enforcement case last week, the FCA imposed a penalty of almost £8.4 million on an insurance firm for failings

Financial Regulatory Developments 1 August - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 1 2014

FCA has fined Lloyds Bank and Bank of Scotland (BoS) £105 million for failings relating to LIBOR and other benchmarks. The fines cover: £70 million

Financial Regulatory Developments 1 August - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 1 2014

Following Treasury's consultation on implementation of the Bank Recovery and Resolution Directive (BRRD) (see FReD 25 July), PRA has now published

UK Consumer Rights Bill and the impact on financial institutions: major changes ahead

  • Eversheds LLP
  • -
  • United Kingdom
  • -
  • July 31 2014

The second reading of the new UK Consumer Rights Bill (the Bill) took place in the House of Lords on 1 July 2014. The government expects the Bill to

This week at the UK regulators - 29 July 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • July 29 2014

The principal enforcement developments last week were the use by the FCA for the first time of its power to impose Restrictions in action against two