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Financial Regulatory Developments 27 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2015

FCA has published a Discussion Paper to gauge views on how it might implement certain conduct of business (COB) and operational requirements of MiFID

The FCA’s new competition powers are you ready?

  • Berwin Leighton Paisner LLP
  • -
  • United Kingdom
  • -
  • March 25 2015

From 1 April 2015 the Financial Conduct Authority (FCA) will have powers to enforce key provisions of UK and EU competition law. The FCA will be able

FCA Business Plan 20156 significant emerging risks for general insurance distributors & AR principals

  • Cooley LLP
  • -
  • United Kingdom
  • -
  • March 25 2015

The FCA's Business Plan for 20156 was published yesterday. Like many FCA documents, it's longer and more repetitive than it needs to be; and the

UK Financial Conduct Authority releases Business Plan 20152016

  • Akin Gump Strauss Hauer & Feld LLP
  • -
  • United Kingdom
  • -
  • March 25 2015

On 24 March 2015, the Financial Conduct Authority (FCA) (the UK financial conduct regulator) released its 20152016 Business Plan. This is an

Plenty for firms to think about as the FCA publishes its 20152016 business plan

  • Reed Smith LLP
  • -
  • United Kingdom
  • -
  • March 25 2015

The UK's Financial Conduct Authority (FCA) has published its business plan for 20152016, setting out the areas on which it intends to focus over the

The changing face of claims management regulation

  • Eversheds LLP
  • -
  • United Kingdom
  • -
  • March 23 2015

The regulation of claims management and the market itself has evolved significantly in the eight years since the regulatory system was first

The Financial Report March 19, 2015 - news from Europe

  • DLA Piper LLP
  • -
  • European Union, United Kingdom
  • -
  • March 19 2015

The FCA confirmed its approach to individual responsibility and accountability in the banking sector. It published feedback which sets out how the

Risks to customers from performance management at firms

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 18 2015

The FCA has published Guidance Consultation 151: Risks to customers from performance management at firms - Thematic review and guidance for firms

UK regulator publishes guidance on risks posed to consumers by inappropriate performance management practices

  • Shearman & Sterling LLP
  • -
  • United Kingdom
  • -
  • March 17 2015

On March 16, 2015, the FCA published its guidance consultation on risks to customers from performance management at firms. This report is aimed at

FCA issues guidance on how firms should use social media for financial promotions

  • Reed Smith LLP
  • -
  • United Kingdom
  • -
  • March 17 2015

The UK's Financial Conduct Authority (FCA) has published its guidance on using social media for financial promotions. In the guidance, the FCA made