We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Lexology logo






  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 1,256

This week at the UK regulators - 7 May 2013

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • May 7 2013

The FCA has remained active on all fronts during the past week. It has charged more individuals in connection with criminal investigations into

New UK regulatory regime enters into force

  • William Fry
  • -
  • United Kingdom
  • -
  • April 26 2013

The UK's new regulatory regime came into force on 1 April 2013. On that date, the former Financial Services Authority ('FSA') was dissolved and

Changes to the UK financial services regulatory framework

  • William Fry
  • -
  • United Kingdom
  • -
  • April 22 2013

On 26 February 2013, the Financial Services Act 2012 (Commencement No.2) Order 2013 (SI 2013423) was signed into law bringing the majority of the

FCA and FRC sign MoU

  • Dentons
  • -
  • United Kingdom
  • -
  • April 19 2013

FCA and FRC have entered into a memorandum of understanding (MoU) setting out their respective statutory regulatory responsibilities and the

FCA speaks on the human face of regulation

  • Dentons
  • -
  • United Kingdom
  • -
  • April 19 2013

Martin Wheatley spoke on how FCA plans to use behavioural economics to inform its approach to regulation. He focused on how the best firms use

FSA becomes FCA and PRA

  • A&L Goodbody
  • -
  • United Kingdom
  • -
  • April 16 2013

In the UK, changes have been made to the regulation of financial services. These changes include separating the regulation of prudential and conduct

U.K. studies financial consumers' behavior

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • April 15 2013

On April 10th, the U.K.'s Financial Conduct Authority published two behavioral economics studies as part of its effort to understand the mistakes

The new UK financial services regulatory and compliance regime

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • April 15 2013

On 1 April 2013 the Financial Services Act 2012 (the "Act") came into force and the Financial Services Authority (FSA) ceased to exist as the sole

Court of Appeal to consider availability of court action to top up FOS awards

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • April 9 2013

The Court of Appeal has granted a firm permission to appeal a recent High Court decision which held that complainants who accept an award of

UK Financial Services regulatory handover

  • Orrick Herrington & Sutcliffe LLP
  • -
  • United Kingdom
  • -
  • April 8 2013

On April 1, the long-awaited handover of power from the FSA to the "twin-peaks system," consisting of the Prudential Regulation Authority (PRA) and

Current Search

Suggested Facets

Author

Firm Name

Jurisdiction

Workarea

© Copyright 2006-2013 Globe Business Publishing Ltd | Cookies | Disclaimer | Privacy policy