Search results

Order by most recent / most popular / relevance

Results: 1-6 of 6

Financial services regulation - changing of the guard

Freshfields Bruckhaus Deringer LLP
-
United Kingdom
-
April 2 2013

This briefing provides an overview of the regulatory structure and the objectives, powers and approach of the regulators of the UK financial services

Consumer redress schemes and handling mass claims

Freshfields Bruckhaus Deringer LLP
-
United Kingdom
-
November 12 2010

The Financial Services Act 2010 (the Act) received royal assent on 8 April 2010

The FSA confirms its new financial penalties regime

Freshfields Bruckhaus Deringer LLP
-
United Kingdom
-
March 15 2010

This briefing provides commentary on the Enforcement Financial Penalties Policy Statement (104), and outlines the key amendments to the Decision Procedure and Penalties Manual (DEPP) and the Enforcement Guide (EG) that were published by the Financial Services Authority (FSA) on 1 March 2010

FSA enforcement in 2010

Freshfields Bruckhaus Deringer LLP
-
United Kingdom
-
February 11 2010

In this briefing we consider, in light of the Financial Services Authority's enforcement activity in 2009, what the main themes are likely to be for regulatory enforcement in the coming year

Financial Services Bill: an update on collective redress and regulator-led redress

Freshfields Bruckhaus Deringer LLP
-
United Kingdom
-
February 3 2010

This is an update to our briefing of December 2009, which considered the provisions in the Financial Services Bill relating to collective redress and regulator-led redress

Financial Services Bill: collective redress and regulator-led redress

Freshfields Bruckhaus Deringer LLP
-
United Kingdom
-
December 15 2009

The Financial Services Bill, now being debated in Parliament, contains important provisions relating to consumer redress which, if enacted, would have far-reaching implications for the financial services industry

Current Search

Jurisdiction - United Kingdom
Workarea - Banking
Workarea - Insurance & Reinsurance
Firm Name - Freshfields Bruckhaus Deringer LLP
Author - Simon Orton