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Results: 1-10 of 45

International regulatory update - 8 12 December 2014

  • Clifford Chance LLP
  • -
  • China, European Union, Global, Hong Kong, India, Netherlands, Singapore, South Korea, United Kingdom, USA
  • -
  • December 12 2014

The regulation on key information documents for packaged retail and insurance-based investment products (PRIIPs) has been published in the Official

International regulatory update - 3 7 November 2014

  • Clifford Chance LLP
  • -
  • Belgium, European Union, Germany, Italy, Japan, Poland, Saudi Arabia, Singapore, South Korea, United Kingdom
  • -
  • November 10 2014

The new EU Commissioner for Financial Stability, Financial Services and Capital Markets Union, Jonathan Hill, has delivered a speech to open the

International regulatory update - 20 24 October 2014

  • Clifford Chance LLP
  • -
  • European Union, Hong Kong, Russia, South Africa, South Korea, Ukraine, United Kingdom, USA, Vietnam
  • -
  • October 31 2014

The EU Commission has adopted a delegated act on the calculation of banks’ contributions to national resolution funds in all 28 EU Member States under

International regulatory update 24-28 January 2011

  • Clifford Chance LLP
  • -
  • European Union, Hong Kong, United Kingdom, USA
  • -
  • January 31 2011

French President Nicolas Sarkozy has given a speech launching France's presidency of the G20 and G8 and setting out its priorities for 2011

International regulatory update - 6 9 May 2014

  • Clifford Chance LLP
  • -
  • European Union, Germany, Indonesia, Switzerland, United Kingdom
  • -
  • May 13 2014

The EU Council has formally adopted the Recovery and Resolution Directive (RRD). The Directive provides national authorities with tools to pre-empt

The FCA 6 months on and the inexorable rise of the Thematic Review

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • October 30 2013

The FCA celebrated its first six months as a regulator on 1st October 2013 a suitable time to review some of the key emerging themes. One clear

FSA update - 28 February 2011

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • February 28 2011

The FSA has fined DB Mortgages £840,000 for irresponsible lending practices and unfair treatment of customers in arrears

FA update - 14 January 2013

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • January 14 2013

In Final Notices dated 19 December 2012 (released on 11 January 2013), The FSA has imposed a financial Penalty on Baronworth (Investment Services

FSA update - 7 November 2011

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • November 7 2011

The FSA has, for the first time, as part of its more proactive product intervention strategy, issued draft guidance on how it considers products should be designed and developed

This week at the UK regulators - 6 January 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • January 6 2014

The FCA has remained relatively active over the festive period, imposing a penalty of over £1.8 million on an insurance Brokerage firm for failings