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Results: 1-10 of 36

This week at the UK regulators - 11 August 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • August 11 2014

In the only publicised concluded enforcement case last week, the FCA imposed a penalty of almost £8.4 million on an insurance firm for failings

This week at the UK regulators - 29 July 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • July 29 2014

The principal enforcement developments last week were the use by the FCA for the first time of its power to impose Restrictions in action against two

International Regulatory Update 16-20 September 2013

  • Clifford Chance LLP
  • -
  • European Union, Germany, Global, Singapore, United Kingdom, USA
  • -
  • September 24 2013

The EU Commission has published a proposal for a regulation on indices used as benchmarks in financial instruments and financial contracts. The

This week at the UK regulators - 21 July 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • July 21 2014

In a week without concluded enforcement cases, the main development has been the publication of studies conducted by the FCA and the Competition and

A year-end retrospective on suitability: back to basics

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • December 23 2011

Looking back at 2011, no one would deny that the Financial Services Authority has made significant inroads in delivering on its promise to intervene in retail (including wealth management) markets to prevent consumer detriment and secure redress for consumers

This week at the UK regulators - 8 July 2013

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • July 8 2013

Last week saw the FCA's focus remain firmly on consumer protection as it followed its thematic review into mobile phone insurance with enforcement

International regulatory update -10 14 March 2014

  • Clifford Chance LLP
  • -
  • European Union, Germany, Hong Kong, Netherlands, United Kingdom
  • -
  • March 18 2014

The EU Commission has adopted a package of Regulatory Technical Standards (RTS) needed to implement provisions of the Capital Requirements Regulation

The FCA 6 months on and the inexorable rise of the Thematic Review

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • October 30 2013

The FCA celebrated its first six months as a regulator on 1st October 2013 a suitable time to review some of the key emerging themes. One clear

FSA update - 28 February 2011

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • February 28 2011

The FSA has fined DB Mortgages £840,000 for irresponsible lending practices and unfair treatment of customers in arrears

FA update - 14 January 2013

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • January 14 2013

In Final Notices dated 19 December 2012 (released on 11 January 2013), The FSA has imposed a financial Penalty on Baronworth (Investment Services