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Results: 1-10 of 44

This week at the UK regulators - 19 January 2015

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • January 19 2015

In a week without significant concluded enforcement action, the principal developments at the regulators have been the release of final rules in

International regulatory update - 8 12 December 2014

  • Clifford Chance LLP
  • -
  • China, European Union, Global, Hong Kong, India, Netherlands, Singapore, South Korea, United Kingdom, USA
  • -
  • December 12 2014

The regulation on key information documents for packaged retail and insurance-based investment products (PRIIPs) has been published in the Official

International regulatory update - 3 7 November 2014

  • Clifford Chance LLP
  • -
  • Belgium, European Union, Germany, Italy, Japan, Poland, Saudi Arabia, Singapore, South Korea, United Kingdom
  • -
  • November 10 2014

The new EU Commissioner for Financial Stability, Financial Services and Capital Markets Union, Jonathan Hill, has delivered a speech to open the

International regulatory update 8-12 August 2011

  • Clifford Chance LLP
  • -
  • European Union, France, Netherlands, South Korea, Spain, United Kingdom
  • -
  • August 15 2011

ESMA has issued a statement with a view to promoting harmonised regulatory action on short selling in the EU

FSA update - 4 July 2011

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • July 4 2011

The FSA has this week obtained summary judgment in the High Court against Stephen Watkins, who traded as Consolidated Land UK

International regulatory update 24-28 January 2011

  • Clifford Chance LLP
  • -
  • European Union, Hong Kong, United Kingdom, USA
  • -
  • January 31 2011

French President Nicolas Sarkozy has given a speech launching France's presidency of the G20 and G8 and setting out its priorities for 2011

International regulatory update -10 14 March 2014

  • Clifford Chance LLP
  • -
  • European Union, Germany, Hong Kong, Netherlands, United Kingdom
  • -
  • March 18 2014

The EU Commission has adopted a package of Regulatory Technical Standards (RTS) needed to implement provisions of the Capital Requirements Regulation

This week at the UK regulators

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • December 15 2014

In a week without concluded enforcement developments, the spotlight has been on the FCA with the publication of the report setting out the findings of

The FCA 6 months on and the inexorable rise of the Thematic Review

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • October 30 2013

The FCA celebrated its first six months as a regulator on 1st October 2013 a suitable time to review some of the key emerging themes. One clear

FSA update - 28 February 2011

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • February 28 2011

The FSA has fined DB Mortgages £840,000 for irresponsible lending practices and unfair treatment of customers in arrears