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International regulatory update - 3 7 November 2014

  • Clifford Chance LLP
  • -
  • Belgium, European Union, Germany, Italy, Japan, Poland, Saudi Arabia, Singapore, South Korea, United Kingdom
  • -
  • November 10 2014

The new EU Commissioner for Financial Stability, Financial Services and Capital Markets Union, Jonathan Hill, has delivered a speech to open the

International regulatory update - 20 24 October 2014

  • Clifford Chance LLP
  • -
  • European Union, Hong Kong, Russia, South Africa, South Korea, Ukraine, United Kingdom, USA, Vietnam
  • -
  • October 31 2014

The EU Commission has adopted a delegated act on the calculation of banks’ contributions to national resolution funds in all 28 EU Member States under

Corporate update: impact of the Financial Services Act 2012

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • March 20 2013

From 1 April 2013 a new financial regulation framework will be operative in the UK. The Financial Services Authority (FSA) is being replaced by the

FSA update

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • September 12 2011

The FSA has fined Swift 1st Limited £630,000 for unfair treatment of some customers facing mortgage arrears

FSA update - 20 December 2011

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • December 20 2011

The FSA has imposed a financial penalty of £2.8 million (reduced from £4 million under the FSA's executive settlement procedures) on Combined Insurance Company of America ("CICA") in respect of breaches of Principles 3 (management and control) and 6 (treating customers fairly) of the FSA's Principles for Businesses

FSA update - 10 september 2012

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • September 10 2012

The FSA has (on 5 September) issued a guidance consultation paper (GC 1211) setting out its views on the risks to customers from financial incentives offered to sales staff

This week at the UK regulators - 29 September 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • September 29 2014

This week the FCA imposed a fine on Barclays Bank Plc of £37.7 million for failing properly to protect clients' custody assets, and the SEC awarded

The FCA 6 months on and the inexorable rise of the Thematic Review

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • October 30 2013

The FCA celebrated its first six months as a regulator on 1st October 2013 a suitable time to review some of the key emerging themes. One clear

FSA update - 28 February 2011

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • February 28 2011

The FSA has fined DB Mortgages £840,000 for irresponsible lending practices and unfair treatment of customers in arrears

FA update - 14 January 2013

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • January 14 2013

In Final Notices dated 19 December 2012 (released on 11 January 2013), The FSA has imposed a financial Penalty on Baronworth (Investment Services