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Results: 1-10 of 45

This week at the UK regulators

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • December 15 2014

In a week without concluded enforcement developments, the spotlight has been on the FCA with the publication of the report setting out the findings of

International regulatory update - 8 12 December 2014

  • Clifford Chance LLP
  • -
  • China, European Union, Global, Hong Kong, India, Netherlands, Singapore, South Korea, United Kingdom, USA
  • -
  • December 12 2014

The regulation on key information documents for packaged retail and insurance-based investment products (PRIIPs) has been published in the Official

International regulatory update - 20 24 October 2014

  • Clifford Chance LLP
  • -
  • European Union, Hong Kong, Russia, South Africa, South Korea, Ukraine, United Kingdom, USA, Vietnam
  • -
  • October 31 2014

The EU Commission has adopted a delegated act on the calculation of banks’ contributions to national resolution funds in all 28 EU Member States under

This week at the UK regulators - 23 February 2015

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • February 23 2015

The most important development this week has been the release of a consultation paper bringing greater clarity to several important aspects of the

International regulatory update 24-28 January 2011

  • Clifford Chance LLP
  • -
  • European Union, Hong Kong, United Kingdom, USA
  • -
  • January 31 2011

French President Nicolas Sarkozy has given a speech launching France's presidency of the G20 and G8 and setting out its priorities for 2011

FSA update - 28 February 2011

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • February 28 2011

The FSA has fined DB Mortgages £840,000 for irresponsible lending practices and unfair treatment of customers in arrears

FSA update - 9 May 2011

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • May 9 2011

The FSA has fined Norwich and Peterborough Building Society £1.4 million for failing to give its customers suitable advice in relation to the sale of Keydata products

FSA update - 4 July 2011

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • July 4 2011

The FSA has this week obtained summary judgment in the High Court against Stephen Watkins, who traded as Consolidated Land UK

FSA update - 11 July 2011

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • July 11 2011

The FSA has banned Andrew Porter and Alexander Brincat from working in the financial services industry

International regulatory update 8-12 August 2011

  • Clifford Chance LLP
  • -
  • European Union, France, Netherlands, South Korea, Spain, United Kingdom
  • -
  • August 15 2011

ESMA has issued a statement with a view to promoting harmonised regulatory action on short selling in the EU