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Results: 1-10 of 46

This week at the UK regulators

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • March 31 2015

In the courts last week, an individual became the latest to be sentenced for insider dealing following prosecution by the FCA, receiving ten months'

International regulatory update - 3 7 November 2014

  • Clifford Chance LLP
  • -
  • Belgium, European Union, Germany, Italy, Japan, Poland, Saudi Arabia, Singapore, South Korea, United Kingdom
  • -
  • November 10 2014

The new EU Commissioner for Financial Stability, Financial Services and Capital Markets Union, Jonathan Hill, has delivered a speech to open the

International regulatory update - 8 12 December 2014

  • Clifford Chance LLP
  • -
  • China, European Union, Global, Hong Kong, India, Netherlands, Singapore, South Korea, United Kingdom, USA
  • -
  • December 12 2014

The regulation on key information documents for packaged retail and insurance-based investment products (PRIIPs) has been published in the Official

International regulatory update 24-28 January 2011

  • Clifford Chance LLP
  • -
  • European Union, Hong Kong, United Kingdom, USA
  • -
  • January 31 2011

French President Nicolas Sarkozy has given a speech launching France's presidency of the G20 and G8 and setting out its priorities for 2011

FSA update - 28 February 2011

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • February 28 2011

The FSA has fined DB Mortgages £840,000 for irresponsible lending practices and unfair treatment of customers in arrears

FSA update - 9 May 2011

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • May 9 2011

The FSA has fined Norwich and Peterborough Building Society £1.4 million for failing to give its customers suitable advice in relation to the sale of Keydata products

FSA update - 4 July 2011

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • July 4 2011

The FSA has this week obtained summary judgment in the High Court against Stephen Watkins, who traded as Consolidated Land UK

FSA update - 11 July 2011

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • July 11 2011

The FSA has banned Andrew Porter and Alexander Brincat from working in the financial services industry

International regulatory update 8-12 August 2011

  • Clifford Chance LLP
  • -
  • European Union, France, Netherlands, South Korea, Spain, United Kingdom
  • -
  • August 15 2011

ESMA has issued a statement with a view to promoting harmonised regulatory action on short selling in the EU

FSA update

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • September 12 2011

The FSA has fined Swift 1st Limited £630,000 for unfair treatment of some customers facing mortgage arrears