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FSA bans firms

Dentons
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United Kingdom
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January 16 2009

FSA has banned several firms and individuals: one firm and its owner because the owner had not paid an FOS award leaving the firm with no competent and prudent management; two for not filing their RMARs; one for having inadequate resources; and one individual for various failings, including fraud convictions

FOS consults on plan and budget

Dentons
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United Kingdom
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January 16 2009

FOS is consulting on its corporate plan and 200910 budget

Immunity powers proposed for the FSA

Katten Muchin Rosenman LLP
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United Kingdom
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January 16 2009

On January 14, the UK government announced proposals that would give the UK Financial Services Authority (FSA) new statutory powers

FSA publishes UTCRR undertaking

Dentons
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United Kingdom
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January 16 2009

FSA has published an undertaking from National Australia Bank

FSA publishes COBS review findings

Dentons
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United Kingdom
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January 9 2009

FSA has carried out a post-implementation review of COBS

BBA responds on fees

Dentons
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United Kingdom
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January 9 2009

BBA is concerned about FSA proposals for levying "Special Project Fees" for implementing Directives

Court of Appeal rejects challenge to the compensation scheme for former shareholders of Northern Rock

Herbert Smith Freehills LLP
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United Kingdom
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August 24 2009

The Court of Appeal has given judgment in R (SRM Global Master Fund LP) v Commissioners of Her Majesty's Treasury 2009 EWCA Civ 788

FMLC writes to Treasury on Banking Act concerns

Dentons
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United Kingdom
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May 8 2009

FMLC has written to the Treasury outlining its concerns over doubts on whether insurance companies fall within the definition of "bank" used in the Act: FMLC requests clarification that they are not intended to do so