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Financial Regulatory Developments 12 December - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • December 12 2014

FCA has published a new page on its website explaining the 317 new validations it and PRA will activate in respect of reporting under CRD 4 on 17

Financial Regulatory Developments 5 December - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • December 5 2014

PRA has issued guidance on applying for "CRR Permissions" to allow firms to use their own sensitivity positions for the purposes of the standardised

Life under dual-regulation: how banks should adapt to the PRA

  • Dentons
  • -
  • United Kingdom
  • -
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013

Financial Regulatory Developments 5 December - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • December 5 2014

FCA is consulting on its policy proposals for its 201516 fees and levies. The paper covers in particular:fees for the Payment Services Regulator

Financial Regulatory Developments 29 August - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 29 2014

FCA has published a report on how the industry is dealing with the reporting obligations the European Market Infrastructure Regulation (EMIR) imposes

Financial Regulatory Developments 7 November - Legislation

  • Dentons
  • -
  • United Kingdom
  • -
  • November 7 2014

Treasury has made the Central Securities Depositories (CSD) Regulations 2014, which take effect from 21 November. The Regulations implement part of

FSA extends common platform

  • Dentons
  • -
  • United Kingdom
  • -
  • October 3 2008

FSA has published its final rules extending its common platform principles to firms that fall outside the scope of MiFID and the CRD

Financial Regulatory Developments 3 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 3 2014

FCA has published a consultation paper setting out its approach to implementation of the Mortgage Credit Directive (MCD). Where possible, FCA will

Financial Regulatory Developments 28 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 28 2014

FCA has carried out its second review on readiness for the Mortgage Market Review (MMR). All relevant firms say they will be ready in time although

FSA publishes investment bank ABC systems and controls review

  • Dentons
  • -
  • United Kingdom
  • -
  • March 16 2012

In its thematic review, FSA found a number of common weaknesses in the way investment banks implement effective anti-bribery and corruption systems and controls