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Financial Regulatory Developments 8 August - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 8 2014

FCA has published its consultation paper on implementing the Bank Recovery and Resolution Directive (BRRD) into its rules. Treasury and PRA have

Financial Regulatory Developments 8 August - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 8 2014

PRA and FCA have made disclosures on prudential regulation and supervision required by the fourth Capital Requirements Directive (CRD 4), including

Financial Regulatory Developments 1 August - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 1 2014

Following Treasury's consultation on implementation of the Bank Recovery and Resolution Directive (BRRD) (see FReD 25 July), PRA has now published

Financial Regulatory Developments 25 July - Council of the European Union (Council)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 25 2014

The Council published the text of the fifth UCITS Directive (UCITS V) in advance of its formal adoption, which it announced on 23 July. (Source:

Financial Regulatory Developments 25 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 25 2014

FCA has: published the results of its thematic review into offers of enhanced transfer values (ETVs) when financial advisers try to persuade

It's all in the detail: a cautionary tale for handling complaints

  • Dentons
  • -
  • United Kingdom
  • -
  • July 16 2013

The Financial Conduct Authority (the FCA1) continues to emphasise the importance of proper complaint handling by firms. Its recent £2.8 million fine

Financial Regulatory Developments 1 August - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 1 2014

FCA has fined Lloyds Bank and Bank of Scotland (BoS) £105 million for failings relating to LIBOR and other benchmarks. The fines cover: £70 million

Financial Regulatory Developments 14 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 14 2014

FCA has made its final rules on crowdfunding following its consultation. It has taken forward most of its proposals and made changes to several parts

FSA speaks on financial promotions

  • Dentons
  • -
  • United Kingdom
  • -
  • September 28 2012

Clive Gordon has spoken on FSA's high-level priorities in relation to financial promotion, with specific reference to digital media

Financial Regulatory Developments 18 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 18 2014

FCA has published a review of how firms use dealing commission. It found too few firms properly consider the added value and cost of research paid