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Results: 1-10 of 794

Financial Regulatory Developments 23 January - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 23 2015

PRA has published a policy statement with final rules on its consultation on implementing the BRRD, together with supervisory statements on recovery

Financial Regulatory Developments 30 January - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 30 2015

FCA has published a response to its guidance consultation on retail investment advice, which was open from July to October 2014, and its finalised

Financial Regulatory Developments 30 January - Legislation

  • Dentons
  • -
  • United Kingdom
  • -
  • January 30 2015

Treasury has published a summary of responses it received to its consultation on implementation of the Mortgage Credit Directive (MCD) into UK law

Life under dual-regulation: how banks should adapt to the PRA

  • Dentons
  • -
  • United Kingdom
  • -
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013

Financial Regulatory Developments 9 January - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 9 2015

Following Treasury's announcement on the creation of criminal offences relating to additional benchmarks, FCA is consulting on updating its current

FSA extends common platform

  • Dentons
  • -
  • United Kingdom
  • -
  • October 3 2008

FSA has published its final rules extending its common platform principles to firms that fall outside the scope of MiFID and the CRD

UK financial sanctions: the regime and the regulator

  • Dentons
  • -
  • United Kingdom
  • -
  • June 12 2009

Compliance with financial sanctions has made its way up the UK financial regulatory agenda

Plain language requirements - the FSA and OFT are on the case

  • Dentons
  • -
  • United Kingdom
  • -
  • September 18 2008

In April 2008, the High Court delivered the first judgment in the Office of Fair Trading’s (OFT) test case challenging the clarity of banks’ overdraft charges

FSA publishes ABC and fraud prevention finalised guidance

  • Dentons
  • -
  • United Kingdom
  • -
  • November 9 2012

FSA has published summaries of the feedback it received to its proposals to amend FC in respect of anti-bribery and corruption (ABC) systems and controls, and banks' defences against investment fraud

Unfair contract terms: "read and understood" declarations

  • Dentons
  • -
  • United Kingdom
  • -
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair