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Financial Regulatory Developments 7 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 7 2014

FCA has made the bulk of its final rules to effect the transfer of consumer credit (CC) regulation from 1 April. The rules: fill in most of the

Financial Regulatory Developments 21 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 21 2014

FCA has added several new pages to its website to help firms prepare for consumer credit authorisation by it. The pages relate to: preparing for

Financial Regulatory Developments 28 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 28 2014

FCA has carried out its second review on readiness for the Mortgage Market Review (MMR). All relevant firms say they will be ready in time although

Financial Regulatory Developments 28 February - European Court of Justice (ECJ)

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • February 28 2014

Details of an action brought against the EU by the UK in September 2013 to annul certain provisions of the fourth Capital Requirements Directive (CRD

Financial Regulatory Developments 7 March - Bank of England (BoE)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 7 2014

BoE has announced that, in the course of its internal investigation into whether its staff were involved in the manipulation of the foreign exchange

Financial Regulatory Developments 7 March - Financial Services Compensation Scheme (FSCS)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 7 2014

FSCS has confirmed it will not be imposing an interim levy on investment intermediaries for 201314. Originally, it had expected to do so. (Source:

Financial Regulatory Developments 7 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 7 2014

FCA has published a policy statement confirming its new rules which: ban new referral payments from a discretionary investment manager (DIM) to an

Financial Regulatory Developments 7 February - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 7 2014

PRA has published its responses to consultations on miscellaneous changes to its rules. PRA had already made four instruments in December 2013 (see

BBA responds on MiFID questionnaire

  • Dentons
  • -
  • United Kingdom
  • -
  • March 2 2012

BBA has responded to EP’s MiFID Review questionnaire

FCA fines Rabobank for LIBOR failings

  • Dentons
  • -
  • United Kingdom
  • -
  • November 1 2013

FCA has fined Coöperatieve Centrale Raiffeisen-Boerenleenbank B.A. (Rabobank) £105 million for serious, prolonged and widespread misconduct