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FOS consults on VJ extension
- Dentons
- -
- United Kingdom
- -
- May 10 2013
FOS is consulting on extending the scope of its voluntary jurisdiction (VJ). The territorial scope of the VJ is wider than that of the compulsory
FCA reminds of need for disclosure updates
- Dentons
- -
- United Kingdom
- -
- May 10 2013
FCA has reminded firms that they should review their documents and other materials in which they make status disclosures, to ensure they are up to
FCA makes new rules
- Dentons
- -
- United Kingdom
- -
- May 3 2013
FCA has held its first board meeting and has published new rules, as follows: The Financial Conduct Authority Handbook Designation (Correction
FCA publishes regulation round-up
- Dentons
- -
- United Kingdom
- -
- May 3 2013
FCA's first regulation round-up summarises current issues for firms. This month's issue includes: FCA's planned timetable for consulting on changes
LSB publishes bulletin
- Dentons
- -
- United Kingdom
- -
- May 10 2013
LSB's latest bulletin covers the Government and Financial Services Authority (FSA) consultation on the future regulation of consumer credit. LSB
FCA reminds firms on powers over parents
- Dentons
- -
- United Kingdom
- -
- May 3 2013
FCA has reminded firms of the policy statement the Financial Services Authority (FSA) made in March setting out the circumstances in which FCA would
Living wills in the UK and US for systemically important financial institutions
- Dentons
- -
- United Kingdom, USA
- -
- October 24 2011
On October 3, 2011, the Financial Stability Board announced that it had approved "the package of policy measures to be submitted to the G20's November summit to address the 'too big to fail' problems" posed by systemically important financial institutions
Firms receive FCA classifications
- Dentons
- -
- United Kingdom
- -
- March 22 2013
FSA has written to firms explaining: FCA's approach to supervision; the firm's conduct and prudential category; what this means for the firm
FSA publishes FCA approach document
- Dentons
- -
- United Kingdom
- -
- October 19 2012
Martin Wheatley launched the FCA approach document, called "Journey to the FCA"
FSA writes to CEOs on liquidity
- Dentons
- -
- United Kingdom
- -
- January 15 2010
FSA has written to CEOs on how FSA plans to monitor compliance with its new liquidity requirements
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