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Results: 1-10 of 663

FOS consults on VJ extension

  • Dentons
  • -
  • United Kingdom
  • -
  • May 10 2013

FOS is consulting on extending the scope of its voluntary jurisdiction (VJ). The territorial scope of the VJ is wider than that of the compulsory

FCA reminds of need for disclosure updates

  • Dentons
  • -
  • United Kingdom
  • -
  • May 10 2013

FCA has reminded firms that they should review their documents and other materials in which they make status disclosures, to ensure they are up to

FCA makes new rules

  • Dentons
  • -
  • United Kingdom
  • -
  • May 3 2013

FCA has held its first board meeting and has published new rules, as follows: The Financial Conduct Authority Handbook Designation (Correction

FCA publishes regulation round-up

  • Dentons
  • -
  • United Kingdom
  • -
  • May 3 2013

FCA's first regulation round-up summarises current issues for firms. This month's issue includes: FCA's planned timetable for consulting on changes

LSB publishes bulletin

  • Dentons
  • -
  • United Kingdom
  • -
  • May 10 2013

LSB's latest bulletin covers the Government and Financial Services Authority (FSA) consultation on the future regulation of consumer credit. LSB

FCA reminds firms on powers over parents

  • Dentons
  • -
  • United Kingdom
  • -
  • May 3 2013

FCA has reminded firms of the policy statement the Financial Services Authority (FSA) made in March setting out the circumstances in which FCA would

Living wills in the UK and US for systemically important financial institutions

  • Dentons
  • -
  • United Kingdom, USA
  • -
  • October 24 2011

On October 3, 2011, the Financial Stability Board announced that it had approved "the package of policy measures to be submitted to the G20's November summit to address the 'too big to fail' problems" posed by systemically important financial institutions

Firms receive FCA classifications

  • Dentons
  • -
  • United Kingdom
  • -
  • March 22 2013

FSA has written to firms explaining: FCA's approach to supervision; the firm's conduct and prudential category; what this means for the firm

FSA publishes FCA approach document

  • Dentons
  • -
  • United Kingdom
  • -
  • October 19 2012

Martin Wheatley launched the FCA approach document, called "Journey to the FCA"

FSA writes to CEOs on liquidity

  • Dentons
  • -
  • United Kingdom
  • -
  • January 15 2010

FSA has written to CEOs on how FSA plans to monitor compliance with its new liquidity requirements