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Financial Regulatory Developments 26 September - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 26 2014

PRA and FCA are proposing changes to their remuneration data reporting requirements, which apply to banks, building societies, PRA-designated

Financial Regulatory Developments 26 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 26 2014

FCA has added to its pages on consumer credit authorisations by setting out what it expects to see when examining a debt management firm's business

Financial Regulatory Developments 1 August - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 1 2014

Following Treasury's consultation on implementation of the Bank Recovery and Resolution Directive (BRRD) (see FReD 25 July), PRA has now published

FCA fines Rabobank for LIBOR failings

  • Dentons
  • -
  • United Kingdom
  • -
  • November 1 2013

FCA has fined Coöperatieve Centrale Raiffeisen-Boerenleenbank B.A. (Rabobank) £105 million for serious, prolonged and widespread misconduct

Financial Regulatory Developments 18 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 18 2014

FCA has published a review of how firms use dealing commission. It found too few firms properly consider the added value and cost of research paid

BoE publishes new NIPS code

  • Dentons
  • -
  • United Kingdom
  • -
  • November 18 2011

BoE has published a new Non-Investment Products Code for principals and broking firms in the wholesale markets

Financial Regulatory Developments 14 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 14 2014

FCA has made its final rules on crowdfunding following its consultation. It has taken forward most of its proposals and made changes to several parts

Financial Regulatory Developments 29 August - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 29 2014

FCA has published a report on how the industry is dealing with the reporting obligations the European Market Infrastructure Regulation (EMIR) imposes

Financial Regulatory Developments 8 August - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 8 2014

FCA has published its consultation paper on implementing the Bank Recovery and Resolution Directive (BRRD) into its rules. Treasury and PRA have

It's all in the detail: a cautionary tale for handling complaints

  • Dentons
  • -
  • United Kingdom
  • -
  • July 16 2013

The Financial Conduct Authority (the FCA1) continues to emphasise the importance of proper complaint handling by firms. Its recent £2.8 million fine