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Results: 1-10 of 810

Financial Regulatory Developments 2 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 2 2015

FCA has published its policy statement and its made rules arising from four consultation papers on Solvency 2. The changes, and made rules, cover

Financial Regulatory Developments 2 April - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 2 2015

Treasury has issued a Memorandum of Understanding (MOU) between BoE, FCA, PSR and PRA as required by the Banking Reform Act. The MoU describes the

Financial Regulatory Developments 27 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2015

FCA has published a Discussion Paper to gauge views on how it might implement certain conduct of business (COB) and operational requirements of MiFID

Financial Regulatory Developments 10 April - Financial Ombudsman Service (FOS)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 10 2015

FOS has published an online tool, in the form of an FAQ guide, to the alternative dispute resolution directive (ADRD). The FAQ provides information on

Financial Regulatory Developments 20 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 20 2015

FCA has published a report into the current account switching service, which shows that, generally, it is working for consumers. The report found the

Financial Regulatory Developments 10 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 10 2015

FCA's latest policy development update highlights, for the next quarter policy statements on: Fees and levies; Whistleblowing; outstanding issues on

Financial Regulatory Developments 13 March - UK Financial Services and Markets Regulators

  • Dentons
  • -
  • United Kingdom
  • -
  • March 13 2015

FCA has published a thematic review and supporting papers that show consumers do not understand structured products. FCA carried out research that

Financial Regulatory Developments 27 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 27 2015

FCA has updated on its authorisation and supervision priorities for funds. It says: from April 2015 it will introduce new targets for authorisation

Unfair contract terms: "read and understood" declarations

  • Dentons
  • -
  • United Kingdom
  • -
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair

Life under dual-regulation: how banks should adapt to the PRA

  • Dentons
  • -
  • United Kingdom
  • -
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013