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Results: 1-10 of 139

Financial Regulatory Developments 27 March - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2015

The Anti-Money Laundering (AML) and counter terrorist finance (CTF) supervision report for 2013-14 highlights the Government's concerns over the

How might the proposed new senior managers and certification regime for individuals have affected accountability for foreign exchange manipulation?

  • Dentons
  • -
  • United Kingdom
  • -
  • December 8 2014

Shakespeare's often misquoted suggestion, "first kill all the lawyers", still sells very successfully on mugs and T-shirts. It is likely that had he

FSA fines bank for AML correspondent banking failings

  • Dentons
  • -
  • United Kingdom
  • -
  • August 10 2012

FSA has issued its first fine relating to AML requirements and correspondent banking

On the horizon for 2013

  • Dentons
  • -
  • United Kingdom
  • -
  • January 17 2013

Our experts select the highlights likely to impact businesses in the UK generally, so you can check quickly

Treasury publishes AMLTF report

  • Dentons
  • -
  • United Kingdom
  • -
  • January 11 2013

Treasury has published its latest annual report on supervision and anti money-laundering (AML) and terrorist finance (TF) risks. It notes the UK and

Financial Regulatory Developments 30 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 30 2014

FCA has fined Barclays £26,033,500 for failing to adequately manage conflicts of interest between itself and its customers, and for systems and

FSA bans mortgage broker

  • Dentons
  • -
  • United Kingdom
  • -
  • June 12 2009

FSA has banned Akin Johnson, a mortgage broker trading as Lifestyle Mortgages Islington for mortgage fraud prevention failures

COPFS confirms Scottish banking investigation

  • Dentons
  • -
  • United Kingdom
  • -
  • July 6 2012

COPFS has confirmed the Serious Fraud Office (SFO) has been leading an investigation into the Scottish banking sector for some time

FCA fines again for AML breaches

  • Dentons
  • -
  • United Kingdom
  • -
  • August 16 2013

FCA has fined Guaranty Trust Bank (UK) Limited £525,000 for failings in anti-money laundering (AML) systems and controls. It visited the bank, a

Financial Regulatory Developments 28 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 28 2014

FCA has published a thematic review looking at whether firms that describe their services as "independent" under the post-Retail Distribution Review