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How might the proposed new senior managers and certification regime for individuals have affected accountability for foreign exchange manipulation?

  • Dentons
  • -
  • United Kingdom
  • -
  • December 8 2014

Shakespeare's often misquoted suggestion, "first kill all the lawyers", still sells very successfully on mugs and T-shirts. It is likely that had he

Financial crime controls

  • Dentons
  • -
  • United Kingdom
  • -
  • November 19 2014

In November 2014, FCA published the results of two thematic reviews into how firms manage their financial crime risks, together with proposed

The long arm of FSA

  • Dentons
  • -
  • United Kingdom
  • -
  • August 8 2012

Recent actions by FSA against firms with overseas head offices, and approved persons working in those firms, should sound warning bells to all FSA-authorised firms with an international client base for whom a UK presence serves greater global needs

Consumer credit FCA publishes final detailed rules 2014 march

  • Dentons
  • -
  • United Kingdom
  • -
  • March 3 2014

The UK Financial Conduct Authority has published its feedback statement and final form rules on the detailed CC regulatory regime that takes effect

Financial Regulatory Developments 21 November - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 21 2014

FCA has carried out further reviews on: how small banks manage money laundering and sanctions risks; and how insurance brokers manage bribery and

Double agent: responsibility for payment of a bribe and conflict of interest

  • Dentons
  • -
  • United Kingdom
  • -
  • November 20 2014

Our recent updates "Fraudulent misrepresentation by a bank and the ISDA Master Agreement" and "Construction and rectification: the consequences of

FCA fines Rabobank for LIBOR failings

  • Dentons
  • -
  • United Kingdom
  • -
  • November 1 2013

FCA has fined Coöperatieve Centrale Raiffeisen-Boerenleenbank B.A. (Rabobank) £105 million for serious, prolonged and widespread misconduct

Financial Regulatory Developments 30 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 30 2014

FCA has fined Barclays £26,033,500 for failing to adequately manage conflicts of interest between itself and its customers, and for systems and

FSA and HMRC publish MLR and PSR MoU

  • Dentons
  • -
  • United Kingdom
  • -
  • June 8 2012

FSA and HM Revenue and Customs (HMRC) have published a Memorandum of Understanding (MoU) setting out how they work together in respect of firms covered by the Money Laundering Regulations (MLR) and Payment Services Regulations (PSR) and subject to the jurisdiction of both regulators

FCA holds financial crime conference

  • Dentons
  • -
  • United Kingdom
  • -
  • July 5 2013

FCA's first financial crime conference since its inception featured speeches from, among others, Martin Wheatley and Tracey McDermott of FCA