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Consumer credit FCA publishes final detailed rules 2014 march

  • Dentons
  • -
  • United Kingdom
  • -
  • March 3 2014

The UK Financial Conduct Authority has published its feedback statement and final form rules on the detailed CC regulatory regime that takes effect

Financial Regulatory Developments 28 February - Transparency International (TI)

  • Dentons
  • -
  • Ukraine, United Kingdom
  • -
  • February 28 2014

TI has issued a risk alert on corrupt assets from Ukraine and asked the UK Government to remind all sectors and their regulators of the need to apply

Financial Regulatory Developments 7 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 7 2014

FCA has published a policy statement confirming its new rules which: ban new referral payments from a discretionary investment manager (DIM) to an

FCA fines Rabobank for LIBOR failings

  • Dentons
  • -
  • United Kingdom
  • -
  • November 1 2013

FCA has fined Coöperatieve Centrale Raiffeisen-Boerenleenbank B.A. (Rabobank) £105 million for serious, prolonged and widespread misconduct

Financial Regulatory Developments 31 January - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 31 2014

In the latest fine against banks for systems and controls failings in anti-money laundering (AML) procedures, FCA has fined Standard Bank PLC £7,640

The long arm of FSA

  • Dentons
  • -
  • United Kingdom
  • -
  • August 8 2012

Recent actions by FSA against firms with overseas head offices, and approved persons working in those firms, should sound warning bells to all FSA-authorised firms with an international client base for whom a UK presence serves greater global needs

FATF looks at financial crime in securities business

  • Dentons
  • -
  • United Kingdom
  • -
  • October 30 2009

FATF has published an analysis of money laundering and terrorist finance in the securities sector

FSA fines bank for AML correspondent banking failings

  • Dentons
  • -
  • United Kingdom
  • -
  • August 10 2012

FSA has issued its first fine relating to AML requirements and correspondent banking

COPFS confirms Scottish banking investigation

  • Dentons
  • -
  • United Kingdom
  • -
  • July 6 2012

COPFS has confirmed the Serious Fraud Office (SFO) has been leading an investigation into the Scottish banking sector for some time

Financial Regulatory Developments 6 December 2013 - HM Treasury (Treasury)

  • Dentons
  • -
  • Iran, United Kingdom
  • -
  • December 6 2013

Treasury has published its anti-money laundering (AML) and terrorist finance supervision report for 2012-13. It highlights the creation of the