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Results: 1-10 of 267

FSA consults on RDR guidance

  • Dentons
  • -
  • United Kingdom
  • -
  • September 2 2011

FSA is consulting on guidance based on questions asked at its roadshows on the Retail Distribution Review (RDR

FSA consults on "common sense" and the MMR

  • Dentons
  • -
  • United Kingdom
  • -
  • December 22 2011

FSA has published a further consultation paper on the Mortgage Market Review

Unfair contract terms: "read and understood" declarations

  • Dentons
  • -
  • United Kingdom
  • -
  • January 28 2009

Under the Unfair Terms in Consumer Contracts Regulations 1999 (the Regulations), FSA has the power to challenge FSA-regulated firms that are using terms which they view as unfair

FSA consults on promotions guidance

  • Dentons
  • -
  • United Kingdom
  • -
  • January 28 2011

FSA is consulting on draft guidance for ISA providers making financial promotions and on promotions aimed at investment professionals

FSA publishes mortgages factsheets

  • Dentons
  • -
  • United Kingdom
  • -
  • August 5 2011

FSA has issued three factsheets relating to the mortgage market review summarising consultation papers and policy statements issued by the FSA concerning amendments to the Mortgage Conduct of Business Sourcebook (MCOBS

BBA summarises crisis management MoU

  • Dentons
  • -
  • United Kingdom
  • -
  • March 2 2012

BBA has published a note summarising the proposed Memorandum of Understanding between BoE and Treasury under the Financial Services Bill

FSA fines bank £8.75 million for anti-money laundering failures

  • Dentons
  • -
  • United Kingdom
  • -
  • March 30 2012

As part of its thematic review into banks’ management of high-risk money laundering situations, FSA identified deficiencies in the documentation Coutts held about its high-risk customers, including politically exposed persons (PEPs

OFT updates on PPI

  • Dentons
  • -
  • United Kingdom
  • -
  • October 28 2011

OFT has updated its webpage on Payment Protection Insurance (PPI) to remind firms of those provisions of the PPI Market Investigation Order 2011, which came into force at the beginning of October

FSA publishes joint note on CMCS and Financial Services complaints

  • Dentons
  • -
  • United Kingdom
  • -
  • July 22 2011

FSA, the Claims Management Regulator, the Financial Ombudsman Service and the Financial Services Compensation Scheme have published a note to help firms and consumers understand what claims management companies (CMCs) do, and to stress complainants can complain directly without using a CMC

FSA bans individual for mortgage fraud

  • Dentons
  • -
  • United Kingdom
  • -
  • August 12 2011

FSA has banned Michael Lewis from carrying out any regulated activity for any person

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