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Results: 1-10 of 27

Revising the UK remuneration code: considerations for investment managers

  • Dechert LLP
  • -
  • United Kingdom
  • -
  • September 30 2010

The United Kingdom Financial Services Authority (the "FSA") issued a consultation paper on 29 July 2010 proposing revisions to its remuneration code (the "Code"

Complaints handling powers and the Human Rights Act

  • Shepherd & Wedderburn LLP
  • -
  • United Kingdom
  • -
  • September 3 2008

The Financial Ombudsman Service (FOS) was established under the Financial Services and Markets Act 2000 (FSMA) in order to resolve certain types of disputes between firms and their retail clients in a relatively fast, informal and independent process

Recent developments for the first quarter 2013

  • Baker & McKenzie
  • -
  • Australia, Canada, European Union, France, Germany, Ireland, Israel, Japan, New Zealand, Romania, Russia, Singapore, Switzerland, Turkey, United Kingdom, USA
  • -
  • June 27 2013

The North American Global Equity Services ("GES") practice group is pleased to provide the current edition of our Clients and Friends Newsletter

FSA consults on pension risk and ICAS

  • Dentons
  • -
  • United Kingdom
  • -
  • February 18 2011

FSA is consulting on guidance on the approach regulated firms should take when working out their capital requirements in relation to defined benefit schemes they operate for the benefit of current and former employees

FSA publishes RDR updates

  • Dentons
  • -
  • United Kingdom
  • -
  • July 6 2012

FSA has published a new edition of its Retail Distribution Review (RDR) Newsletter

International regulatory update 21 December 2012-4 January 2013

  • Clifford Chance LLP
  • -
  • China, European Union, Germany, Hong Kong, Malaysia, Singapore, Spain, United Kingdom, USA
  • -
  • January 7 2013

Ireland commences EU Council Presidency PRIPS: ECON Committee reports on proposed Regulation on key information documents EMIR: Implementing

The regulator’s guidance on securities lending

  • Mayer Brown LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The Regulator has issued a guidance note for trustees about securities lending

General counsel update: 31 May 2012

  • Herbert Smith Freehills LLP
  • -
  • Argentina, China, European Union, Hong Kong, Singapore, Spain, United Kingdom
  • -
  • May 31 2012

This is the twenty-ninth in our series of General Counsel Updates which aim to summarise major developments in key areas

Euroresource--deals and debt

  • Jones Day
  • -
  • Netherlands, Spain, United Kingdom, USA
  • -
  • July 30 2013

On 26 July 2013, the French government filed an amicus curiae ("friend of the court") brief supporting Argentina's petition requesting the U.S

General Counsel Update - November 2013 - A summary of major developments in key areas

  • Herbert Smith Freehills LLP
  • -
  • Australia, Indonesia, United Kingdom
  • -
  • November 29 2013

A round up of key legal and regulatory developments