We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 21

Revising the UK remuneration code: considerations for investment managers

  • Dechert LLP
  • -
  • United Kingdom
  • -
  • September 30 2010

The United Kingdom Financial Services Authority (the "FSA") issued a consultation paper on 29 July 2010 proposing revisions to its remuneration code (the "Code"

Complaints handling powers and the Human Rights Act

  • Shepherd & Wedderburn LLP
  • -
  • United Kingdom
  • -
  • September 3 2008

The Financial Ombudsman Service (FOS) was established under the Financial Services and Markets Act 2000 (FSMA) in order to resolve certain types of disputes between firms and their retail clients in a relatively fast, informal and independent process

General counsel update

  • Herbert Smith Freehills LLP
  • -
  • European Union, United Kingdom
  • -
  • June 17 2011

This is the twenty-fifth in our series of general counsel updates which aim to summarise major developments in key areas

Preparations for the division of the FSA Handbook

  • Stephenson Harwood LLP
  • -
  • United Kingdom
  • -
  • July 2 2012

The FSA has published a one-minute guide outlining its plans for dividing the FSA Handbook into two separate Handbooks; one for the Financial Conduct Authority (FCA) and one for the Prudential Regulation Authority (PRA

Recent developments for the first quarter 2013

  • Baker & McKenzie
  • -
  • Australia, Canada, European Union, France, Germany, Ireland, Israel, Japan, New Zealand, Romania, Russia, Singapore, Switzerland, Turkey, United Kingdom, USA
  • -
  • June 27 2013

The North American Global Equity Services ("GES") practice group is pleased to provide the current edition of our Clients and Friends Newsletter

FSA consults on pension risk and ICAS

  • Dentons
  • -
  • United Kingdom
  • -
  • February 18 2011

FSA is consulting on guidance on the approach regulated firms should take when working out their capital requirements in relation to defined benefit schemes they operate for the benefit of current and former employees

FSA publishes RDR updates

  • Dentons
  • -
  • United Kingdom
  • -
  • July 6 2012

FSA has published a new edition of its Retail Distribution Review (RDR) Newsletter

The regulator’s guidance on securities lending

  • Mayer Brown LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The Regulator has issued a guidance note for trustees about securities lending

International regulatory update 21 December 2012-4 January 2013

  • Clifford Chance LLP
  • -
  • China, European Union, Germany, Hong Kong, Malaysia, Singapore, Spain, United Kingdom, USA
  • -
  • January 7 2013

Ireland commences EU Council Presidency PRIPS: ECON Committee reports on proposed Regulation on key information documents EMIR: Implementing

General counsel update: 31 May 2012

  • Herbert Smith Freehills LLP
  • -
  • Argentina, China, European Union, Hong Kong, Singapore, Spain, United Kingdom
  • -
  • May 31 2012

This is the twenty-ninth in our series of General Counsel Updates which aim to summarise major developments in key areas