We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 32

Complaints handling powers and the Human Rights Act

  • Shepherd & Wedderburn LLP
  • -
  • United Kingdom
  • -
  • September 3 2008

The Financial Ombudsman Service (FOS) was established under the Financial Services and Markets Act 2000 (FSMA) in order to resolve certain types of disputes between firms and their retail clients in a relatively fast, informal and independent process

Recent developments for the first quarter 2013

  • Baker & McKenzie
  • -
  • Australia, Canada, European Union, France, Germany, Ireland, Israel, Japan, New Zealand, Romania, Russia, Singapore, Switzerland, Turkey, United Kingdom, USA
  • -
  • June 27 2013

The North American Global Equity Services ("GES") practice group is pleased to provide the current edition of our Clients and Friends Newsletter

On the horizon for 2013

  • Dentons
  • -
  • United Kingdom
  • -
  • January 17 2013

Our experts select the highlights likely to impact businesses in the UK generally, so you can check quickly

International regulatory update 21 December 2012-4 January 2013

  • Clifford Chance LLP
  • -
  • China, European Union, Germany, Hong Kong, Malaysia, Singapore, Spain, United Kingdom, USA
  • -
  • January 7 2013

Ireland commences EU Council Presidency PRIPS: ECON Committee reports on proposed Regulation on key information documents EMIR: Implementing

The regulator’s guidance on securities lending

  • Mayer Brown LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The Regulator has issued a guidance note for trustees about securities lending

Revising the UK remuneration code: considerations for investment managers

  • Dechert LLP
  • -
  • United Kingdom
  • -
  • September 30 2010

The United Kingdom Financial Services Authority (the "FSA") issued a consultation paper on 29 July 2010 proposing revisions to its remuneration code (the "Code"

FSA consults on pension risk and ICAS

  • Dentons
  • -
  • United Kingdom
  • -
  • February 18 2011

FSA is consulting on guidance on the approach regulated firms should take when working out their capital requirements in relation to defined benefit schemes they operate for the benefit of current and former employees

Clients & Friends Newsletter - June 2014

  • Baker & McKenzie
  • -
  • Australia, China, Czech Republic, European Union, Hong Kong, Malaysia, New Zealand, Singapore, Spain, United Kingdom
  • -
  • June 30 2014

The Australian tax year will end on June 30, 2014, and companies will be required to report any taxable events related to employee share awards to

Time (bar) is of the essence

  • RPC
  • -
  • United Kingdom
  • -
  • September 19 2011

Last Thursday marked the third anniversary of the collapse of Lehman Brothers which may have drawn a line in the sands of time for complaints about the mis-selling of investments before September 2005

FSA publishes quarterly consultation

  • Dentons
  • -
  • United Kingdom
  • -
  • March 9 2012

FSA's latest quarterly consultation seeks views on: changes to the Training and Competence Sourcebook (TC) to add a new qualification to the list