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On the horizon for 2013

Dentons
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United Kingdom
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January 17 2013

Our experts select the highlights likely to impact businesses in the UK generally, so you can check quickly

FSA publishes RDR updates

Dentons
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United Kingdom
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July 6 2012

FSA has published a new edition of its Retail Distribution Review (RDR) Newsletter

IMA comments on compensation and platforms

Dentons
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United Kingdom
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September 9 2011

IMA has written to FSA pointing out inconsistencies in the way the compensation rules treat policyholders of unit-linked pension products

FSA censures financial adviser

Dentons
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United Kingdom
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August 7 2009

FSA has imposed a public censure on Cheshire Life & Pensions for failing to ensure it gave suitable advice on pension income drawdown products

FSA consults on pension risk and ICAS

Dentons
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United Kingdom
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February 18 2011

FSA is consulting on guidance on the approach regulated firms should take when working out their capital requirements in relation to defined benefit schemes they operate for the benefit of current and former employees

Treasury speaks on EU developments and pensions

Dentons
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European Union, United Kingdom
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September 23 2011

Mark Hoban spoke on regulatory reform, with specific emphasis on its effects on the pensions sector

FSA publishes quarterly consultation

Dentons
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United Kingdom
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March 9 2012

FSA's latest quarterly consultation seeks views on: changes to the Training and Competence Sourcebook (TC) to add a new qualification to the list

FSA censures firm and bans compliance officer

Dentons
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United Kingdom
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August 17 2012

FSA has published a public censure against City Gate Money Managers Limited for various failings in pension transfer and income drawdown business

FSA fines director for failure to calculate capital

Dentons
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United Kingdom
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October 26 2012

FSA fined a director of a firm £17,850 for breach of its Principle 6 for approved persons