We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-9 of 9

FSA censures financial adviser

  • Dentons
  • -
  • United Kingdom
  • -
  • August 7 2009

FSA has imposed a public censure on Cheshire Life & Pensions for failing to ensure it gave suitable advice on pension income drawdown products

FSA publishes RDR updates

  • Dentons
  • -
  • United Kingdom
  • -
  • July 6 2012

FSA has published a new edition of its Retail Distribution Review (RDR) Newsletter

FSA censures firm and bans compliance officer

  • Dentons
  • -
  • United Kingdom
  • -
  • August 17 2012

FSA has published a public censure against City Gate Money Managers Limited for various failings in pension transfer and income drawdown business

Law commission consults on fiduciary duties of investment intermediaries

  • Dentons
  • -
  • United Kingdom
  • -
  • October 25 2013

To fulfil the reference received from the Department for Business, Innovation and Skills following the publication of the Kay Report on UK Equity

Up next from FCA

  • Dentons
  • -
  • United Kingdom
  • -
  • August 9 2013

FCA's latest Policy Development Update indicates the following publications during the third quarter of 2013: policy statements on transparency

IMA comments on compensation and platforms

  • Dentons
  • -
  • United Kingdom
  • -
  • September 9 2011

IMA has written to FSA pointing out inconsistencies in the way the compensation rules treat policyholders of unit-linked pension products

Treasury speaks on EU developments and pensions

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • September 23 2011

Mark Hoban spoke on regulatory reform, with specific emphasis on its effects on the pensions sector

FSA publishes quarterly consultation

  • Dentons
  • -
  • United Kingdom
  • -
  • March 9 2012

FSA's latest quarterly consultation seeks views on: changes to the Training and Competence Sourcebook (TC) to add a new qualification to the list

FSA fines director for failure to calculate capital

  • Dentons
  • -
  • United Kingdom
  • -
  • October 26 2012

FSA fined a director of a firm £17,850 for breach of its Principle 6 for approved persons