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FSA censures financial adviser
- Dentons
- -
- United Kingdom
- -
- August 7 2009
FSA has imposed a public censure on Cheshire Life & Pensions for failing to ensure it gave suitable advice on pension income drawdown products
IMA comments on compensation and platforms
- Dentons
- -
- United Kingdom
- -
- September 9 2011
IMA has written to FSA pointing out inconsistencies in the way the compensation rules treat policyholders of unit-linked pension products
Treasury speaks on EU developments and pensions
- Dentons
- -
- European Union, United Kingdom
- -
- September 23 2011
Mark Hoban spoke on regulatory reform, with specific emphasis on its effects on the pensions sector
FSA fines director for failure to calculate capital
- Dentons
- -
- United Kingdom
- -
- October 26 2012
FSA fined a director of a firm £17,850 for breach of its Principle 6 for approved persons
FSA censures firm and bans compliance officer
- Dentons
- -
- United Kingdom
- -
- August 17 2012
FSA has published a public censure against City Gate Money Managers Limited for various failings in pension transfer and income drawdown business
FSA publishes quarterly consultation
- Dentons
- -
- United Kingdom
- -
- March 9 2012
FSA's latest quarterly consultation seeks views on: changes to the Training and Competence Sourcebook (TC) to add a new qualification to the list
FSA publishes RDR updates
- Dentons
- -
- United Kingdom
- -
- July 6 2012
FSA has published a new edition of its Retail Distribution Review (RDR) Newsletter
Current Search
- Jurisdiction - United Kingdom

- Workarea - Employee Benefits & Pensions

- Workarea - Capital Markets

- Author - Emma Radmore

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