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Results: 1-7 of 7

IMA comments on compensation and platforms

  • Dentons
  • -
  • United Kingdom
  • -
  • September 9 2011

IMA has written to FSA pointing out inconsistencies in the way the compensation rules treat policyholders of unit-linked pension products

Treasury speaks on EU developments and pensions

  • Dentons
  • -
  • European Union, United Kingdom
  • -
  • September 23 2011

Mark Hoban spoke on regulatory reform, with specific emphasis on its effects on the pensions sector

FSA fines director for failure to calculate capital

  • Dentons
  • -
  • United Kingdom
  • -
  • October 26 2012

FSA fined a director of a firm £17,850 for breach of its Principle 6 for approved persons

FSA censures firm and bans compliance officer

  • Dentons
  • -
  • United Kingdom
  • -
  • August 17 2012

FSA has published a public censure against City Gate Money Managers Limited for various failings in pension transfer and income drawdown business

FSA publishes quarterly consultation

  • Dentons
  • -
  • United Kingdom
  • -
  • March 9 2012

FSA's latest quarterly consultation seeks views on: changes to the Training and Competence Sourcebook (TC) to add a new qualification to the list

FSA publishes RDR updates

  • Dentons
  • -
  • United Kingdom
  • -
  • July 6 2012

FSA has published a new edition of its Retail Distribution Review (RDR) Newsletter

FSA censures financial adviser

  • Dentons
  • -
  • United Kingdom
  • -
  • August 7 2009

FSA has imposed a public censure on Cheshire Life & Pensions for failing to ensure it gave suitable advice on pension income drawdown products