We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 100

Financial Regulatory Developments 25 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 25 2014

FCA has: published the results of its thematic review into offers of enhanced transfer values (ETVs) when financial advisers try to persuade

A summary of major developments in key areas - general counsel update - July 2014

  • Herbert Smith Freehills LLP
  • -
  • Australia, European Union, Hong Kong, United Kingdom
  • -
  • July 15 2014

Legislation, in the form of a Regulation and Directive, has been published in the Official Journal of the European Union which will substantially

Financial Regulatory Developments 4 July - Law Commission

  • Dentons
  • -
  • United Kingdom
  • -
  • July 4 2014

The Law Commission has presented to Parliament its report on the fiduciary duties of investment intermediaries. The paper considers duties of pension

FOS annual review 20132014

  • RPC
  • -
  • United Kingdom
  • -
  • June 3 2014

The FOS received 15,938 complaints relating to investments and pensions. This was down 20 on the previous year and is down on the last five year

A summary of major developments in key areas - General Counsel update - May 2014

  • Herbert Smith Freehills LLP
  • -
  • Australia, European Union, Germany, United Kingdom
  • -
  • May 23 2014

Scottish independence referendum - The referendum will take place on 18 September 2014. Scottish independence raises many complex legal and political

Pensions briefing - Budget 2014: implications of pensions reform

  • Freshfields Bruckhaus Deringer LLP
  • -
  • European Union, United Kingdom
  • -
  • May 12 2014

The Budget 2014 given on 19 March announced a series of major (and unexpected) reforms to the tax regime governing the pensions market (for pension

Investment management newsletter - Spring 2014

  • Kaye Scholer LLP
  • -
  • Germany, United Kingdom, USA
  • -
  • May 7 2014

At the end of 2013, the US Securities and Exchange Commission implemented changes to Rule 506 under Regulation D (Regulation D) promulgated under

FCA highlights concerns regarding pension plan transition management agreements

  • Baker & McKenzie
  • -
  • United Kingdom
  • -
  • April 21 2014

Transition management relates to the transfer of assets belonging to an investor (such as a pension scheme) between different managers or markets

EMIR: Trustees must comply with derivatives ‘risk mitigation’ requirements by 30 April 2014 at the latest - update

  • Eversheds LLP
  • -
  • United Kingdom
  • -
  • March 5 2014

Further to our e-briefing dated 3 March 2014 regarding the deadline for pension plan trustees to comply with the risk mitigation requirements under

This week at the UK regulators- 17 February 2014

  • Clifford Chance LLP
  • -
  • European Union, United Kingdom
  • -
  • February 17 2014

In a week of record-breaking enforcement developments for the FCA, it has imposed its largest ever fine in a retail enforcement case and has secured