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FOS to review decision that SIPP operators should assess suitability of investments

  • CMS Cameron McKenna
  • -
  • United Kingdom
  • -
  • October 16 2014

The Financial Ombudsman Service (FOS) is to reconsider its decision against a self-invested personal pension (SIPP) operator. In a decision published

UK Corporate Governance update - issue 82014

  • Squire Patton Boggs
  • -
  • European Union, Global, United Kingdom
  • -
  • October 1 2014

The FRC has published a revised version of the UK Corporate Governance Code which will apply to accounting periods beginning on or after 1 October

Clients & friends newsletter September 2014

  • Baker & McKenzie
  • -
  • Belgium, China, New Zealand, Saudi Arabia, United Kingdom, USA, Venezuela
  • -
  • September 30 2014

In an unfortunate decision, the Brussels Court of Appeals has upheld a decision by a lower court denying the deductibility of stock option costs

General counsel update September 2014

  • Herbert Smith Freehills LLP
  • -
  • Australia, China, European Union, Hong Kong, Russia, United Kingdom, USA
  • -
  • September 29 2014

The London Court of International Arbitration (LCIA) Court's new rules come into force on 1 October 2014 and are to apply to any arbitration

Slapdash SIPPs told to sharpen up by FCA

  • RPC
  • -
  • United Kingdom
  • -
  • September 15 2014

SIPP Operators have repeatedly been in the headlines since the FCA completed its second thematic review in 2012. At that time, SIPPS had blossomed

Financial services update September 15 2014 feature: U.K. Financial Conduct Authority developments

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • September 15 2014

The Financial Conduct Authority (FCA) issued final Capital Rules for Self-Invested Personal Pension operators. The new rules are effective September

Sports Direct: the final chapter?

  • Squire Patton Boggs
  • -
  • United Kingdom
  • -
  • September 11 2014

On Wednesday afternoon we were treated to the latest and, for this year at least, final instalment in the saga of Sports Direct’s remuneration policy

International regulatory update - 21 25 July 2014

  • Clifford Chance LLP
  • -
  • European Union, Global, Hong Kong, Lithuania, Luxembourg, Singapore, Thailand, United Kingdom
  • -
  • July 28 2014

The EU Council has formally adopted the proposed Directive on undertakings for collective investment in transferable securities (UCITS V). The

Financial Regulatory Developments 25 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 25 2014

FCA has: published the results of its thematic review into offers of enhanced transfer values (ETVs) when financial advisers try to persuade

A summary of major developments in key areas - general counsel update - July 2014

  • Herbert Smith Freehills LLP
  • -
  • Australia, European Union, Hong Kong, United Kingdom
  • -
  • July 15 2014

Legislation, in the form of a Regulation and Directive, has been published in the Official Journal of the European Union which will substantially