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Results: 1-10 of 118

Financial Regulatory Developments 16 January - Parliament

  • Dentons
  • -
  • United Kingdom
  • -
  • January 16 2015

The Government has announced its intention to legislate soon for a new regulated activity under the Financial Services and Markets Act for those

Learning the limitation of one’s power

  • RPC
  • -
  • United Kingdom
  • -
  • December 22 2014

Following in the footsteps of its £3.15 million mea culpa, the FCA released MS143.2, its retirement income market study, and TR1420, reviewing

This week at the UK regulators

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • December 15 2014

In a week without concluded enforcement developments, the spotlight has been on the FCA with the publication of the report setting out the findings of

Unravelled: bold and sometimes radical - the final Murray report

  • Allens
  • -
  • United Kingdom
  • -
  • December 7 2014

The Financial System Inquiry would like less regulation, not more, and calls on the industry to improve its conduct so that consumers can have trust

International regulatory update - 3 7 November 2014

  • Clifford Chance LLP
  • -
  • Belgium, European Union, Germany, Italy, Japan, Poland, Saudi Arabia, Singapore, South Korea, United Kingdom
  • -
  • November 10 2014

The new EU Commissioner for Financial Stability, Financial Services and Capital Markets Union, Jonathan Hill, has delivered a speech to open the

Financial Regulatory Developments 7 November - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 7 2014

FCA has launched a consultation on a proposed charge cap on auto-enrolment funds and banning certain charging practices in relation to contract-based

This week at the UK regulators - 3 November 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • November 3 2014

The FCA concluded two enforcement cases involving consumer protection issues last week, fining one firm £4.1 million for failing to deal properly with

Financial Regulatory Developments 31 October - Department for Business, Innovation and Skills (BIS)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 31 2014

BIS has published the Government's progress report on the implementation of the Kay Review of UK equity markets and long-term decision making. The

Update on fiduciary duties in the investment chain

  • Taylor Wessing
  • -
  • United Kingdom
  • -
  • October 27 2014

In February of this year we reported on the Law Commission's consultation on the fiduciary duties of investment intermediaries. The Law Commission

FOS to review decision that SIPP operators should assess suitability of investments

  • CMS Cameron McKenna
  • -
  • United Kingdom
  • -
  • October 16 2014

The Financial Ombudsman Service (FOS) is to reconsider its decision against a self-invested personal pension (SIPP) operator. In a decision published