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International regulatory update 24 28 February 2014

  • Clifford Chance LLP
  • -
  • European Union, Germany, Global, Hong Kong, United Kingdom, USA
  • -
  • March 3 2014

EU Parliament and Council negotiators have reached an agreement on the proposed directive amending Directive 200965EC on the coordination of laws

This week at the UK regulators - 3 March 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • March 3 2014

In a week of varied enforcement activity, the FCA has issued details of a Warning Notice issued to a trader for alleged involvement in benchmark rate

This week in securities litigation (week ending February 28, 2014)

  • Dorsey & Whitney LLP
  • -
  • Canada, Hong Kong, Japan, United Kingdom, USA
  • -
  • February 27 2014

The Supreme Court handed down a significant decision, construing SLUSA in the context of suits by investors defrauded investors in the Stanford Ponzi

This week in securities litigation (week ending April 4, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview

English High Court affirms basis upon which it will prevent a call being made under an on-demand bond

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • March 3 2014

In our March 2013 newsletter we explained, amongst other things, the characteristics of an "on-demand" (as opposed to a "conditional") bond provided

This week in securities litigation (week ending March 28, 2014)

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • March 27 2014

The New York Attorney General secured one of the most significant market crisis settlements to date this week. The former CEO of Bank of America

Wall crossings and insider dealing Financial Services Authority levies the second highest ever fine against Greenlight Capital hedge fund trader David Einhorn

  • Hogan Lovells
  • -
  • United Kingdom
  • -
  • February 1 2012

On 12 January 2012, the Financial Services Authority ("FSA") levied its second highest ever fine of £3,638,000 against US hedge fund trader David Einhorn and a fine of £3,650,795 against Greenlight Capital Inc for market abuse

This week in securities litigation (week ending February 7, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • February 6 2014

Matthew Martoma was convicted of insider trading by a Manhattan jury. That jury found him guilty of one count of conspiracy and two counts of

Anti-money laundering and anti-bribery systems and controls at asset management firms: FCA thematic review

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • December 1 2013

In October 2013, the Financial Conduct Authority (FCA) published the much-anticipated report of its thematic review into anti-money laundering (AML

Understanding forex manipulation

  • Collyer Bristow LLP
  • -
  • United Kingdom
  • -
  • April 14 2014

Following on the heels of the LIBOR manipulation scandal, the latest allegation levelled at the banks is that they conspired to manipulate foreign