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Results: 1-10 of 535

Going inside for insider trading

  • McGuireWoods LLP
  • -
  • United Kingdom, USA
  • -
  • September 11 2014

It is always assumed that sentences in the US for any crime are significantly higher than they are in the UK, but nowhere is this more starkly

Wall crossings and insider dealing Financial Services Authority levies the second highest ever fine against Greenlight Capital hedge fund trader David Einhorn

  • Hogan Lovells
  • -
  • United Kingdom
  • -
  • February 1 2012

On 12 January 2012, the Financial Services Authority ("FSA") levied its second highest ever fine of £3,638,000 against US hedge fund trader David Einhorn and a fine of £3,650,795 against Greenlight Capital Inc for market abuse

Financial litigation roundup - Summer 2014

  • RPC
  • -
  • Hong Kong, United Kingdom
  • -
  • June 24 2014

The Financial Conduct Authority (FCA) and the German financial markets regulator, BaFin, are currently investigating manipulation of the “London gold

Financial services series 7 - thematic reviews

  • Burges Salmon LLP
  • -
  • United Kingdom
  • -
  • April 29 2014

The FCA uses thematic reviews to investigate risks which potentially affect the whole or a large part of the market. This month's briefing considers

Understanding forex manipulation

  • Collyer Bristow LLP
  • -
  • United Kingdom
  • -
  • April 14 2014

Following on the heels of the LIBOR manipulation scandal, the latest allegation levelled at the banks is that they conspired to manipulate foreign

FSA fines and bans manager for mismarking trading positions to hide losses

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • May 1 2009

On April 29, the UK Financial Services Authority (FSA) published the Final Notice issued to Mr. Loic Montserret, a former manager with BlueCrest Capital Management Limited (BlueCrest

This week in securities litigation (December 9, 2011)

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • December 9 2011

The collapse of MF Global was a key topic on Capital Hill this week

UK economic crime group enforcement update - 19th May 2014

  • Arnold & Porter LLP
  • -
  • United Kingdom
  • -
  • May 19 2014

The ongoing tension over funding for tackling Economic Crime has come to a head in two areas Of late. First, in no doubt, what was a thoroughly

Financial Regulatory Developments 7 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 7 2014

FCA has published a policy statement confirming its new rules which: ban new referral payments from a discretionary investment manager (DIM) to an

UK FCA consults on change to rules requiring reporting of suspicious transactions (market abuse)

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • September 18 2013

Tucked away in chapter 4 of Quarterly Consultation No.2 is the FCA's proposal to clarify the requirement for firms to submit suspicious transaction