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Results: 1-10 of 553

Should employers offer financial incentives for whistleblowing

  • Squire Patton Boggs
  • -
  • United Kingdom, USA
  • -
  • January 19 2015

It is well known that many employees do not blow the whistle for fear of repercussions if they do (from harassment to dismissal and various poor

UK legal highlights: 2014 and beyond

  • DLA Piper LLP
  • -
  • United Kingdom
  • -
  • December 17 2014

The EU has published a Directive (201456EU) and a Regulation ((EU) 5372014) reforming the rules governing the statutory audit market. The

Wall crossings and insider dealing Financial Services Authority levies the second highest ever fine against Greenlight Capital hedge fund trader David Einhorn

  • Hogan Lovells
  • -
  • United Kingdom
  • -
  • February 1 2012

On 12 January 2012, the Financial Services Authority ("FSA") levied its second highest ever fine of £3,638,000 against US hedge fund trader David Einhorn and a fine of £3,650,795 against Greenlight Capital Inc for market abuse

Market abuse update

  • Herbert Smith Freehills LLP
  • -
  • Australia, European Union, France, Hong Kong, United Kingdom, USA
  • -
  • December 15 2014

The FCA has continued to build on the strong track record of civil and criminal enforcement action against abusive conduct and manipulation, notably

FCPA digest - recent trends and patterns in the enforcement of the Foreign Corrupt Practices Act - January 2015

  • Shearman & Sterling LLP
  • -
  • United Kingdom, USA
  • -
  • January 5 2015

The 2014 FCPA enforcement year has been interesting to say the least. While the DOJ and SEC continue to prosecute individuals at a relatively steady

Principal's right to recover a bribe paid to a fiduciary proprietary or personal?

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • May 23 2011

The Privy Council decision of Attorney-General for Hong Kong v Reid 1994 1 AC 324 has generally been taken to hold that a principal has a proprietary right to a bribe paid to a fiduciary

The great fraud of China

  • Cobbetts LLP
  • -
  • United Kingdom, USA
  • -
  • May 18 2012

Near Xanadu did Chris Ruffle a stately pleasure dome decree, but for his fraud, a fine was brought “Success for the SEC!”

Cross-border investigations update

  • Skadden Arps Slate Meagher & Flom LLP
  • -
  • China, United Kingdom, USA
  • -
  • October 14 2014

The inaugural edition of Cross-Border Investigations Update includes an overview of enforcement trends, including the increasing cooperation between U

Understanding forex manipulation

  • Collyer Bristow LLP
  • -
  • United Kingdom
  • -
  • April 14 2014

Following on the heels of the LIBOR manipulation scandal, the latest allegation levelled at the banks is that they conspired to manipulate foreign

FSA bans and fines trader for unauthorized “pre-hedging”

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • May 29 2009

The UK Financial Services Authority (FSA) announced on May 26 that it had banned and fined trader Nilesh Shroff for deliberately disadvantaging his customers on seven occasions between June and October 2007 by partially "pre-hedging" program trades without the clients’ consent