Search results
Order by most recent / most popular / relevance
Results: 1-10 of 11
Insider traders ordered to pay £180,000 in costs and disgorgement of profits
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- September 3 2009
Former General Counsel of TTP Communications Christopher McQuoid, and his father-in-law, James William Melbourne have been ordered to pay £180,000 in costs and disgorgement of profits
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2009
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- January 6 2010
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2009 were published on 30 November 2009
Gilher Inc. - latest developments
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- January 6 2010
Following an investigation into the investment fund Gilher Inc. on 13 November 2009, the SFO has announced that it has obtained a world-wide restraint order against the fund, in accordance with section 41 of the Proceeds of Crime Act 2002 prohibiting the disposal of assets held by named individuals
FSA publishes small firms' financial crime review
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- June 3 2010
The FSA has published a review of small firms' implementation of anti-financial crime systems and controls
FSA issues letter to warn against boiler room fraud
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- June 3 2010
The FSA has sent a letter to approximately 38,000 individuals across the UK to warn them that they could be the target of boiler room share fraud
FSMT confirms research analyst and friend committed market abuse
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- February 16 2010
The Financial Services and Markets Tribunal (FSMT) has found that Robin Chhabra and his friend, Sameer Patel committed market abuse when using inside information to carry out a series of profitable spread bets
FSA commences criminal proceedings against former iSOFT directors
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- February 16 2010
The FSA has commenced criminal proceedings against four former directors, Patrick Cryne, Stephen Graham, Timothy Whiston and John Whelan of iSOFT Group Plc for the offence of conspiracy to make misleading statements, contrary to section 397 (1) (a) and (2) of the Financial Services and Markets Act 2000 and section 1 of the Criminal Law Act 1977
Terrorist financingsanctionsmoney laundering
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- October 10 2012
Following a consultation on proposed changes to the Money Laundering Regulations 2007 (S.I. 20072156), HM Treasury has published: The Money Laundering (Amendment) Regulations 2012 (20122298) and explanatory memorandum; and The Terrorism Act 2000 and Proceeds of Crime Act 2002 (Business in the regulated sector) (No. 2) Order 2012 (20122299) and explanatory memorandum
Market abuseinsider dealingFSA enforcement
- Herbert Smith Freehills LLP
- -
- United Kingdom
- -
- October 10 2012
The Wheatley Review of LIBOR, which was commissioned by HM Treasury to review the London Inter-Bank Offered Rate, has issued its final report
Fraud, bribery and corruption
- Herbert Smith Freehills LLP
- -
- United Kingdom, USA
- -
- May 4 2012
David Green CB QC has started his role as the new Director of the SFO
Current Search
- Jurisdiction - United Kingdom
- Workarea - White Collar Crime
- Workarea - Capital Markets
- Firm Name - Herbert Smith Freehills LLP
- Author - Daniel Hudson
Suggested Facets
Author
- Graham More (11)
- Nichola Peters (11)
- Peter Burrell (8)
- Sehar Ali-Noor (3)
- Stephen Flaherty (5)
- Susannah Cogman (11)