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Results: 1-10 of 24

This week in securities litigation (week ending February 21, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, United Kingdom, USA
  • -
  • February 20 2014

The SEC filed two civil injunctive actions this week. Once focused on an investment fraud scheme in which interests were sold in what was falsely

Two executives who defrauded their shareholders

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • June 12 2012

Two executives were in court in recent days on criminal charges

This week in securities litigation (week ending October 26, 2012)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • October 26 2012

The focus this week was on white collar criminal securities cases

The UK’s Bribery Act of 2010: the obligations and risks it imposes on US employers with business in the UK

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • February 21 2011

The UK Bribery Act is expected to come into force shortly

This week in securities litigation (week ending February 7, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • February 6 2014

Matthew Martoma was convicted of insider trading by a Manhattan jury. That jury found him guilty of one count of conspiracy and two counts of

Former Innospec Inc executive charged

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • November 18 2011

Former Innospec Inc executive, Dr David Turner, was charged at a London court for allegedly bribing Iraqi and Indonesian officials between 2002 and 2008 to secure government contracts

Anti-corruption digest - June 2013

  • Dorsey & Whitney LLP
  • -
  • Global, United Kingdom, USA
  • -
  • June 21 2013

French oil and gas giant Total SA has entered into a three-year deferred prosecution agreement ("DPA") with the U.S. Department of Justice ("DOJ") to

This week in securities litigation (February 4, 2011)

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • February 4 2011

Dodd-Frank, insider trading and the FCPA continue were key to securities regulation and enforcement this week

This week in securities litigation (December 9, 2011)

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • December 9 2011

The collapse of MF Global was a key topic on Capital Hill this week

FSA bans two hedge fund managers from securities business

  • Dorsey & Whitney LLP
  • -
  • United Kingdom
  • -
  • August 17 2011

The FSA has banned the former CEO and CFO of a collapsed hedge fund from the securities business and imposed significant fines on each as a result of their manipulative and deceptive conduct as the fund collapsed