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How to lose $2.3bn before getting caught: “rogue trader” returns
- Nabarro LLP
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- United Kingdom
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- October 28 2011
On 16 September 2011, the FSA announced that it will launch an investigation into the conduct of Kweku Adoboli, the alleged rogue trader who is thought to have made losses in excess of $2.3bn while working on the UBS Delta One Exchange Traded Funds (ETF) trading desk
FSA’s publication powers challenged by judicial review
- Nabarro LLP
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- United Kingdom
- -
- September 14 2011
Swift Trade Inc., a now-dissolved Canadian company, has referred the FSA’s decision to fine it £8m for market abuse to the Upper Tribunal (Tax and Chancery Chamber
FSA fines private investor £6m for market abuse
- Nabarro LLP
- -
- United Kingdom
- -
- November 30 2011
The FSA has fined Rameshkumar Goenka, a private investor based in Dubai, £6m for market abuse by way of market manipulation
HM Treasury publishes summary of views received following its consultation on amendments to the Money Laundering Regulations
- Nabarro LLP
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- United Kingdom
- -
- November 30 2011
HM Treasury has produced a summary of the responses it has received following a consultation on amendments to the Money Laundering Regulations (MLRs
HM Treasury publishes revised financial sector advisory notice on money laundering
- Nabarro LLP
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- United Kingdom
- -
- November 30 2011
HM Treasury has published a revised financial sector advisory notice on money laundering controls in overseas jurisdictions
Consultation on anti-money laundering guidance
- Nabarro LLP
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- United Kingdom
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- October 31 2011
The Joint Money Laundering Steering Group (JMLSG) has published a consultation on an updated version of the anti-money laundering guidance
Bribery Act 2010 claims its first victim
- Nabarro LLP
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- United Kingdom
- -
- October 31 2011
A court clerk has become the first person to be prosecuted and convicted under the Bribery Act 2010
First sentence handed down under the Bribery Act 2010
- Nabarro LLP
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- United Kingdom
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- November 30 2011
A court clerk who accepted a £500 bribe for agreeing not to record a traffic offence has been sentenced to three years’ imprisonment under the Bribery Act
Arrests made in relation to unauthorised financial advice
- Nabarro LLP
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- United Kingdom
- -
- November 30 2011
On 23 November 2011, the FSA published a press release detailing the arrest of two individuals for providing financial advice to investors without the appropriate FSA authorisation
Current Search
- Jurisdiction - United Kingdom
- Workarea - White Collar Crime
- Firm Name - Nabarro LLP
- Author - Sam Robinson