We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 258

Shah v HSBC: what duties do banks owe their customers when making SARs?

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • April 24 2009

Earlier this year, the High Court considered a claim by a customer against his bank in relation to its failure to process transactions whilst requests for consent under the Proceeds of Crime Act 2002 (POCA) were pending with the Serious Organised Crime Agency (SOCA

Anti-money laundering and anti-bribery systems and controls at asset management firms: FCA thematic review

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • December 1 2013

In October 2013, the Financial Conduct Authority (FCA) published the much-anticipated report of its thematic review into anti-money laundering (AML

The FCA's financial crime priorities

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • August 16 2013

The Financial Conduct Authority ("FCA") recently published two documents which provide additional information about its current supervisory and

Principal's right to recover a bribe paid to a fiduciary proprietary or personal?

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • May 23 2011

The Privy Council decision of Attorney-General for Hong Kong v Reid 1994 1 AC 324 has generally been taken to hold that a principal has a proprietary right to a bribe paid to a fiduciary

Corporate Crime Update October 2014 - United KingdomEurope

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • October 17 2014

The African Development Bank (AfDB) has banned a British education equipment and training company from doing business with it for 30 months because of

FCA fines bank for anti-money laundering failings

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • August 13 2013

On 8 August 2013 the Financial Conduct Authority ("FCA") issued a Final Notice against Guaranty Trust Bank (UK) Limited ("GTBUK"), the fifth in a

Series of speeches by Richard Alderman on the Bribery Act and its impact on foreign companies

  • Herbert Smith Freehills LLP
  • -
  • Global, United Kingdom
  • -
  • April 15 2011

The SFO has published a series of speeches by Richard Alderman, which were given in Russia, Norway and Belgium

SOCA v David Gale, Teresa Mandy Gale David Kenneth Gale, June Patricia Peel Queen's Bench Division 2009 EWHC 1015 (QB)

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • September 3 2009

The Serious Organised Crime Agency has brought civil recovery proceedings under Part 5 of the Proceeds of Crime Act 2005 in relation to recoverable property owned by David Gale either in his own name or in the names of his former wife, his son and his mother

Market abuse: when is disclosure not in the proper course of employment, profession or duties?

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • April 16 2012

On 3 April 2012, the FSA published a notice recording its decision to fine Mr Hannam, a senior banker and an approved person, £450,000 for disclosing inside information to third parties on two separate occasions

Global employment, pensions and incentives newsletter

  • Herbert Smith Freehills LLP
  • -
  • Africa, Australia, China, European Union, France, Hong Kong, Japan, Russia, Singapore, Spain, United Kingdom, USA
  • -
  • April 15 2014

Most of the labour codes in force in francophone sub-Saharan Africa contain provisions which seek to prevent unfair competition practices among