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Results: 1-10 of 113

Financial Regulatory Developments 4 April - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

George Osborne has made clear the Government's concerns that FCA briefed a single journalist on its proposed work in the insurance sector, which led

Financial Regulatory Developments 28 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 28 2014

FCA has published a thematic review looking at whether firms that describe their services as "independent" under the post-Retail Distribution Review

Financial Regulatory Developments 28 March - Financial Ombudsman Service (FOS)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 28 2014

FOS's latest newsletter focuses on "disputed transactions". FOS receives many complaints involving fraud or suspected fraud, where consumers claim a

Consumer credit FCA publishes final detailed rules 2014 march

  • Dentons
  • -
  • United Kingdom
  • -
  • March 3 2014

The UK Financial Conduct Authority has published its feedback statement and final form rules on the detailed CC regulatory regime that takes effect

Financial Regulatory Developments 28 February - Transparency International (TI)

  • Dentons
  • -
  • Ukraine, United Kingdom
  • -
  • February 28 2014

TI has issued a risk alert on corrupt assets from Ukraine and asked the UK Government to remind all sectors and their regulators of the need to apply

Financial Regulatory Developments 7 February - HM Treasury (Treasury)

  • Dentons
  • -
  • Libya, Sudan, United Kingdom
  • -
  • February 7 2014

Treasury has updated the sanctions and terrorist financing lists in respect of Sudan, Libya and terrorism and terrorist financing. (Source: Treasury

Financial Regulatory Developments 7 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 7 2014

FCA has published a policy statement confirming its new rules which: ban new referral payments from a discretionary investment manager (DIM) to an

Financial Regulatory Developments 31 January - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 31 2014

In the latest fine against banks for systems and controls failings in anti-money laundering (AML) procedures, FCA has fined Standard Bank PLC £7,640

Financial Regulatory Developments 20th December - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • December 20 2013

Treasury has renewed designations under the Terrorist Asset Freezing etc Act. It has also updated the sanctions lists in relation to Al-Qaida and

Financial Regulatory Developments 6 December 2013 - HM Treasury (Treasury)

  • Dentons
  • -
  • Iran, United Kingdom
  • -
  • December 6 2013

Treasury has published its anti-money laundering (AML) and terrorist finance supervision report for 2012-13. It highlights the creation of the