We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 128

Iniquity exception to privilege JSC BTA Bank v Ablyazov

  • Dentons
  • -
  • United Kingdom
  • -
  • August 27 2014

This judgment considers the iniquity exception to legal professional privilege and the point at which a client conducts himself so dishonestly that

Financial Regulatory Developments 25 July - Serious Fraud Office (SFO)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 25 2014

SFO has announced it has started an official investigation into criminal activities related to foreign exchange dealings. (Source: SFO Opens Forex

Financial Regulatory Developments 4 July - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 4 2014

Treasury has updated the sanctions lists in respect of Libya and Terrorist Financing. (Source: Treasury Updates Sanctions) Contact: Emma Radmore or

Financial Regulatory Developments 20 June - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 20 2014

FCA has fined Credit Suisse International (CSI) £2,398,100 and Yorkshire Building Society (YBS) £1,429,000 for failures in financial promotions

Financial Regulatory Developments 20 June - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 20 2014

In this year's Mansion House speech, key announcements were: the Fair and Effective Markets Review, a comprehensive review of standards in the fixed

Financial Regulatory Developments 6 June - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 6 2014

FCA has set up a page on its website reminding firms of their obligations in relation to the prevention of financial crime, specifically money

Financial Regulatory Developments 6 June - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 6 2014

Treasury has launched an independent review of the Money Advice Service (MAS). The review will look at how the MAS is meeting consumer needs and make

Financial Regulatory Developments 30 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 30 2014

FCA has fined Barclays £26,033,500 for failing to adequately manage conflicts of interest between itself and its customers, and for systems and

Financial Regulatory Developments 23 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 23 2014

FCA has carried out a review of consumer credit advertising and has told firms to raise their standards. It surveyed a sample of advertisements and

Financial Regulatory Developments 23 May - Upper Tribunal (Tribunal)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 23 2014

The Tribunal has agreed with FCA's decision to ban Ghanshyam Batra from any function in relation to regulated activities. Mr Batra had provided false