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Results: 1-10 of 471

Financial Regulatory Developments 12 December - Serious Fraud Office (SFO)

  • Dentons
  • -
  • United Kingdom
  • -
  • December 12 2014

Three former city directors have been convicted of a range of offences including conspiracy to commit fraud, conspiracy to furnish false information

How might the proposed new senior managers and certification regime for individuals have affected accountability for foreign exchange manipulation?

  • Dentons
  • -
  • United Kingdom
  • -
  • December 8 2014

Shakespeare's often misquoted suggestion, "first kill all the lawyers", still sells very successfully on mugs and T-shirts. It is likely that had he

Financial Regulatory Developments 28 November - Joint Money Laundering Steering Group (JMLSG)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 28 2014

JMLSG has published an updated version of its Guidance Notes. The changes take account of recent consultations, and JMLSG has now submitted the new

Financial Regulatory Developments 21 November - Serious Fraud Office (SFO)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 21 2014

Stuart Alford QC has spoken on SFO's role under the Bribery Act 2010 and how it plans to enforce it. In reaction to criticism that the Act is not

Financial Regulatory Developments 21 November - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 21 2014

Treasury is consulting on proposals to extend the Senior Managers and Certification Regime to all banks and significant investment firms that have a

Financial Regulatory Developments 21 November - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 21 2014

FCA has carried out further reviews on: how small banks manage money laundering and sanctions risks; and how insurance brokers manage bribery and

Double agent: responsibility for payment of a bribe and conflict of interest

  • Dentons
  • -
  • United Kingdom
  • -
  • November 20 2014

Our recent updates "Fraudulent misrepresentation by a bank and the ISDA Master Agreement" and "Construction and rectification: the consequences of

Financial crime controls

  • Dentons
  • -
  • United Kingdom
  • -
  • November 19 2014

In November 2014, FCA published the results of two thematic reviews into how firms manage their financial crime risks, together with proposed

Financial Regulatory Developments 14 November - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 14 2014

Treasury has accepted the recommendations of the Financial Policy Committee (FPC) of BoE and is consulting, until 28 November, on granting the FPC a

Financial Regulatory Developments 24 October - Serious Fraud Office (SFO)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 24 2014

Alun Milford has explained the role of SFO, and within that role what it does to counter bribery and corruption. He stressed SFO is not a regulator