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FSA fines firm and compliance officer for client money breaches
- Dentons
- -
- United Kingdom
- -
- May 4 2012
FSA has fined Christchurch Investment Management Limited (the firm) £26,000 and its former compliance officer David Thornberry £11,550 for breaches of its client money rules
SFO gets jail sentences for boiler room fraud
- Dentons
- -
- United Kingdom
- -
- November 25 2011
SFO has announced the imprisonment of three men for involvement in a boiler room fraud based in Spain
Three sentenced to jail for £27.5 million boiler room scam
- Dentons
- -
- United Kingdom
- -
- August 25 2011
FSA announced that three men have been sentenced to a total of 19 years in jail for boiler room fraud following a long-running and detailed investigation by FSA, the City of London Police and Eurojust
Treasury issues terrorist financing notification
- Dentons
- -
- United Kingdom
- -
- July 29 2011
Treasury has issued a notification in respect of restrictive measures imposed by the EU against certain persons and entities with a view to combating terrorism
FSA publishes statements of misconduct
- Dentons
- -
- United Kingdom
- -
- July 8 2011
FSA has published a statement of misconduct against Wheatcroft Fox & Company and its former partner, compliance officer and money laundering reporting officer, Peter Fox
Treasury updates on Libya
- Dentons
- -
- Libya, United Kingdom
- -
- June 17 2011
Treasury has published an update on financial sanctions and other trade restrictions that currently apply to Libya
Current Search
- Jurisdiction - United Kingdom
- Workarea - White Collar Crime
- Author - Josie Day
- Author - Emma Radmore