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Results: 1-10 of 64

FSA fines bank £8.75 million for anti-money laundering failures

  • Dentons
  • -
  • United Kingdom
  • -
  • March 30 2012

As part of its thematic review into banks’ management of high-risk money laundering situations, FSA identified deficiencies in the documentation Coutts held about its high-risk customers, including politically exposed persons (PEPs

OECD updates on UK anti-bribery convention compliance

  • Dentons
  • -
  • United Kingdom
  • -
  • March 16 2012

The report concludes that, despite significant improvements to enforcement efforts, the UK needs to be more transparent when resolving cases, avoiding confidentiality agreements that prevent disclosure of key information about settled cases

Treasury updates on AML

  • Dentons
  • -
  • United Kingdom
  • -
  • March 9 2012

Treasury has updated its financial sector advisory notice to reflect the recent update to the Financial Action Task Force (FATF) lists (see FReD 24 February

SFO updates on Bribery Act

  • Dentons
  • -
  • United Kingdom
  • -
  • March 2 2012

Richard Alderman spoke on SFO's experience of the Bribery Act to date

Treasury updates sanctions

  • Dentons
  • -
  • United Kingdom
  • -
  • February 24 2012

Treasury has renewed a number of designations under the Terrorist Asset Freezing Act

FSA gets 77,000 for Monobank victims

  • Dentons
  • -
  • United Kingdom
  • -
  • February 24 2012

FSA has obtained a court order against Monobank Plc (Monobank) which will allow around 77,000 of redress to be paid to victims of a boiler room scam

FSA and SOCA get further insider dealing arrest

  • Dentons
  • -
  • United Kingdom
  • -
  • February 24 2012

FSA and the Serious Organised Crimes Agency (SOCA) have secured a further arrest in their investigations into insider dealing

FSA acts against unauthorised deposit-taker

  • Dentons
  • -
  • United Kingdom
  • -
  • February 24 2012

FSA has obtained an interim injunction at the High Court against Stuart Carl Mudge and Anthony John Lewis relating to the Churchgate Trading Syndicate (Churchgate

FSA suspends CPP Group listing

  • Dentons
  • -
  • United Kingdom
  • -
  • February 24 2012

CPP Group PLC (CPP) announced the suspension of the listing of its shares, following discussions with FSA about its card protection and identity protection products

SFO speaks on bribery compliance

  • Dentons
  • -
  • China, United Kingdom
  • -
  • February 17 2012

Richard Alderman has spoken on how it is important for businesses to set the tone from the top for Bribery Act compliance