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International regulatory update 4 Feb-8 Feb 2013

Clifford Chance LLP
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European Union, Germany, Global, Hong Kong, Singapore, United Kingdom, USA
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February 11 2013

EMIR: European Parliament’s resolution to reject Delegated regulations withdrawn; MiFID review: EU Council Presidency publishes Compromise texts

International regulatory update 10-14 December 2012

Clifford Chance LLP
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European Union, Germany, Hong Kong, Italy, Spain, United Kingdom, USA
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December 17 2012

The European Council (Heads of State or Government) has published the conclusions from its meeting on 13 and 14 December 2012, at which it agreed on a roadmap for the completion of the Economic and Monetary Union

Tribunal absolves commodity trader from market abuse

Dentons
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United Kingdom
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November 30 2012

The Tribunal has found in favour of David Hobbs, a trader in coffee futures

This week in securities litigation (week ending October 26, 2012)

Dorsey & Whitney LLP
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Hong Kong, United Kingdom, USA
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October 26 2012

The focus this week was on white collar criminal securities cases

International regulatory update 13-17 August 2012

Clifford Chance LLP
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France, Global, Japan, Luxembourg, Slovakia, United Kingdom, USA
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August 20 2012

The Financial Stability Board (FSB) is seeking views regarding the appropriate jurisdiction for the establishment of the Global LEI Foundation and Central Operating Unit of the global legal entity identifier (LEI) system

Insider dealing at Blue Index

Hogan Lovells
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United Kingdom
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July 31 2012

James Sanders, a director of Blue Index Limited ("Blue Index"), a specialist contracts for difference brokerage, his wife Miranda Sanders and James Swallow, a co-director of Blue Index were sentenced for insider dealing on 20 June 2012

European Commission publishes proposals for revised market abuse directive

Katten Muchin Rosenman LLP
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European Union, United Kingdom
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December 9 2011

The European Commission has published its proposals for the revision of the Market Abuse Directive (20036EC) (MAD

FSA update

Clifford Chance LLP
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United Kingdom, USA
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October 31 2011

The FSA has imposed a financial penalty of £5.95 million on Credit Suisse (UK) Limited in respect of breaches of Principle 3 (management and control) arising from historic sales of Structured Capital at Risk products

Up next from FSA

Dentons
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United Kingdom
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October 7 2011

Before the end of 2011, FSA plans a policy statement on its consultation on the auctioning of greenhouse gas emission allowances

International regulatory update 12-16 September 2011

Clifford Chance LLP
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European Union, France, Singapore, United Kingdom, USA
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September 19 2011

The Autorité des marchés financiersFinancial Markets Authority (AMF) has published an updated set of frequently asked questions in relation to the ban on creating a net short position or increasing any existing net short position, including intraday, in the equity shares or securities giving access to the capital of certain credit institutions and insurance companies

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Search results

International regulatory update 4 Feb-8 Feb 2013

International regulatory update 10-14 December 2012

Tribunal absolves commodity trader from market abuse

This week in securities litigation (week ending October 26, 2012)

International regulatory update 13-17 August 2012

Insider dealing at Blue Index

European Commission publishes proposals for revised market abuse directive

FSA update

Up next from FSA

International regulatory update 12-16 September 2011

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