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Results: 11-20 of 384

FCA imposes deadline for compliance with risk mitigation techniques

  • Eversheds LLP
  • -
  • European Union, United Kingdom
  • -
  • February 26 2014

The Financial Conduct Authority ("FCA") has clarified its supervisory approach to risk mitigation requirements for non-cleared over-the-counter

Reporting requirement for derivatives under EMIR to come into force on 12 February

  • A&L Goodbody
  • -
  • United Kingdom
  • -
  • February 11 2014

From 12 February 2014, all UK companies will be required to report certain information relating to their derivative contracts, whether traded

This week in securities litigation (week ending February 7, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • February 6 2014

Matthew Martoma was convicted of insider trading by a Manhattan jury. That jury found him guilty of one count of conspiracy and two counts of

The financial report February 06, 2014 - news from Europe

  • DLA Piper LLP
  • -
  • European Union, United Kingdom
  • -
  • February 6 2014

The European Parliament approved the European Commission’s proposed market abuse legislation, including a directive on criminal sanctions. (242014

International regulatory update - 27 31 January 2014

  • Clifford Chance LLP
  • -
  • European Union, France, Germany, Global, Italy, Japan, Netherlands, Singapore, United Kingdom, USA
  • -
  • January 31 2014

The EU Commission has adopted a proposed regulation on structural measures to improve the resilience of EU credit institutions. The proposed

Euroresource--deals and debt (January 2014)

  • Jones Day
  • -
  • Canada, European Union, Spain, United Kingdom, USA
  • -
  • January 31 2014

In Argentina v. NML Capital, Ltd., No. 12-842, 2014 BL 7274 (Jan. 10, 2014), the Supreme Court granted a petition for a writ of certiorari to hear an

Benchmark rate manipulation (LIBOR, ISDAFIX et al) potential legal claims

  • RPC
  • -
  • United Kingdom
  • -
  • January 15 2014

Since the LIBOR scandal broke in June 2012, there has been a significant level of expectation regarding the potential legal claims to which it may

The financial report January 9, 2014 - news from Europe

  • DLA Piper LLP
  • -
  • European Union, United Kingdom
  • -
  • January 9 2014

The UK’s Prudential Regulation Authority published: Supervisory Statement SS2013, Third country equivalence aspects of the credit risk provisions in

FCA Tribunal bans former trader for lying to the FCA

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • December 23 2013

The Upper Tribunal (Tax and Chancery Chamber)("Tribunal") has directed the FCA to ban former derivatives trader David John Hobbs from performing any

This week in securities litigation (week ending November 30, 2013)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • December 1 2013

This week the SEC and the DOJ filed FCPA Actions against oil services company Weatherford International. The company became the newest member of the