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Investment entities listing review

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • February 5 2007

In March 2006, the Financial Services Authority (FSA) issued Consultation Paper 0604 (CP 0604), Part 2 of which contained the FSA’s consultation on proposed changes to its listing rules (Listing Rules) relating to investment entities

What special rules may affect property investment companies?

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • February 5 2007

The FSA has withdrawn the proposal put forward in CP 0604 to require property investment companies to seek shareholder approval for significant transactions even when buying or selling properties that fall within their investment policies

FSA speech - treating customers fairly - a continuing priority

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • February 18 2008

The FSA has published a speech given by Sarah Wilson (Director, FSA) at the Finance and Leasing Association (FLA) conference on 12 February 2008

FSA concludes split capital investment trust investigation

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 29 2007

The FSA has issued a press release advising that it has concluded its investigation into split capital investment trusts

MiFID permissions and notifications guide

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • May 29 2007

The Markets in Financial Instruments Directive (MiFID) comes into effect on 1 November 2007

FSA Final Notice - Bimmy Olarinko trading as BIM Financial Consultancy

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • March 3 2008

The FSA has published a Final Notice concerning Bimmy Olarinko trading as BIM Financial Consultancy cancelling his permission to carry on regulated activities

FSA Final Notice - Mitchell & Company Limited

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • March 3 2008

The FSA has published a Final Notice concerning Mitchell & Company Limited cancelling its permission to carry on regulated activities

FSA speech - The FSA's retail strategy

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • March 3 2008

The FSA has published a speech by Clive Briault (Managing Director, Retail Markets, FSA) entitled The FSA's retail strategy

Investment policies - AIC guidance on the requirements of the Listing Rules

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • March 3 2008

The Association of Investment Companies (AIC) has published guidance entitled Investment policies - AIC guidance on the requirements of the Listing Rules

Admission to AIM and delisting from NASDAQ of EuroTrust AS

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • June 7 2007

International legal practice Norton Rose has advised Danish wind energy and property development company EuroTrust AS on its admission to AIM and delisting from NASDAQ

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