We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 43

Financial services updater - 4 February 2014: money laundering

  • Norton Rose Fulbright LLP
  • -
  • European Union, United Kingdom
  • -
  • February 4 2014

The European Parliament has updated its procedure file on the proposed Fourth Money Laundering Directive. The procedure file now indicates that the

Anti-bribery and corruption in commercial insurance broking

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has published a report which describes how commercial insurance broker firms in the UK are addressing the risks of becoming involved in corrupt practices such as bribery

Setting out the FSA’s strategy and approach to fighting fraud

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • September 21 2009

On 11 September 2009, the FSA published a speech by Margaret Cole, Director of Enforcement, FSA

OFT announces criminal charges in suspected pyramid scheme case

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • October 12 2009

The Office of Fair Trading (OFT) has brought charges against three women in connection with its ongoing investigation into a suspected unlawful pyramid scheme in the South West of England and Wales

FSA warning regarding boiler room share fraudsters

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has issued a press notice stating that it is contacting more than 38,000 people across the UK to warn them that they could be the target of share fraud after it recovered a master list used by boiler room fraudsters

FSA imposes fines of £4.25m on Winterflood and two traders for market abuse following success in Court of Appeal

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 3 2010

The FSA has won its market abuse case in the Court of Appeal against Winterflood Securities Limited and two of its traders, Stephen Sotiriou and Jason Robins

Amendments to 2007 guidance

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • December 14 2009

The Joint Money Laundering Steering Group (JMLSG) has published final amendments to its December 2007 Guidance, which has been submitted to HM Treasury for Ministerial approval

FSA and SOCA joint insider dealing investigation

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 29 2010

In the first operation carried out jointly between the FSA and the Serious Organised Crime Agency, on 23 March 2010 sixteen addresses were searched in London, the South East and Oxfordshire in the FSA's largest ever operation against insider dealing

The FSA's agenda for fighting financial crime

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • November 30 2009

The FSA has published a speech given by Margaret Cole, Director of Enforcement, FSA

FSA charges ex-hedge fund trader

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 3 2010

The FSA has charged Anjam Ahmad, an ex-hedge fund trader, with one count of conspiracy to commit insider dealing contrary to section 1 of the Criminal Law Act 1977