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FSA final notice - Mr Gabriel Aramide

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 18 2009

The FSA has published a Final Notice concerning Mr Gabriel Aramide banning him and fining him £101,279 for submitting a fraudulent mortgage application and for concealing a fraud conviction when applying to the FSA for approval as a director

Investment banker and wife charged with insider dealing - third suspect arrested in Mayotte

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 22 2010

The FSA has issued a press release stating that Christian Littlewood, a senior investment banker, and his wife Angie Littlewood have been charged with 13 counts of insider dealing

Financial services updater - 4 February 2014: money laundering

  • Norton Rose Fulbright LLP
  • -
  • European Union, United Kingdom
  • -
  • February 4 2014

The European Parliament has updated its procedure file on the proposed Fourth Money Laundering Directive. The procedure file now indicates that the

Former Cazenove partner found guilty of insider dealing

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 15 2010

Malcolm Calvert, a former equities marketmaker who had retired from stock broker Cazenove, was found guilty of five counts of insider dealing

Setting out the FSA’s strategy and approach to fighting fraud

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • September 21 2009

On 11 September 2009, the FSA published a speech by Margaret Cole, Director of Enforcement, FSA

FSA final notices

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 16 2009

A Tribunal hearing in the Winterflood market abuse hearing has taken place

The small firms financial crime review

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses

FSA and police contact 1,000 share fraud targets after seizing another boiler room ‘master list’

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 22 2010

The FSA has issued a press release stating that it and the City of London Police have contacted 1,000 people across the UK to warn them that their personal details are on a 'master list' being used by fraudsters to target and sell them worthless shares

Avoiding corruption risks in the city: the Bribery Act 2010

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The City of London Corporation has published a report prepared by Transparency International which is entitled Avoiding Corruption Risks in the City: The Bribery Act 2010

Chhabra & Patel

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • January 18 2010

The Financial Services and Markets Tribunal (the Tribunal) has found that two friends engaged in market abuse