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FSA final notice - Mr Gabriel Aramide

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 18 2009

The FSA has published a Final Notice concerning Mr Gabriel Aramide banning him and fining him £101,279 for submitting a fraudulent mortgage application and for concealing a fraud conviction when applying to the FSA for approval as a director

Fighting fraud - keeping safe

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • February 22 2010

The British Bankers Association (BBA) has published new guidance that provides advice for bank staff and consumers on how best to avoid being a victim of fraud

FSA final notices

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 16 2009

A Tribunal hearing in the Winterflood market abuse hearing has taken place

Amendments to 2007 Guidance

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 12 2009

On 27 February 2009, the Joint Money Laundering Steering Group (JMLSG) published an addition to Part I of its December 2007 Guidance, to provide industry guidance on compliance with directions issued under Schedule 7 of the Counter-Terrorism Act 2008

Money laundering

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 9 2009

The Joint Money Laundering Steering Group (JMLSG) has published on its website, an addition to Part I of its December 2007 Guidance, to provide industry guidance on compliance with directions issued under Schedule 7 of the Counter-Terrorism Act 2008

Seven arrests in FSA operation on boiler rooms

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 11 2009

The FSA has published a press release stating that, in close cooperation with the police, it has conducted a major operation to search a number of premises in Surrey, West Sussex, London and Hertfordshire

FSA speech - Tackling financial crime in the current economic climate

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 4 2009

The FSA has published a speech by Sally Dewar (Managing Director, Wholesale, FSA) entitled Tackling financial crime in the current economic climate

Promised revision of Part 1 of the Guidance

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • August 17 2009

Recently the Board of the Joint Money Laundering Steering Group (JMLSG) has carried out a review of its Money Laundering Guidance

OFT anti-money laundering registration policy

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • August 6 2009

The Office of Fair Trading (OFT) has published a policy note on anti-money laundering registration

FSA fines broker for failing to prevent insider dealing

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • September 7 2009

The FSA has fined an investment adviser at a retail stockbroking firm £20,000 for a breach of Principle 3 in failing to identify that a transaction was being conducted on the basis of inside information