We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 42

FSA final notice - Mr Gabriel Aramide

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 18 2009

The FSA has published a Final Notice concerning Mr Gabriel Aramide banning him and fining him £101,279 for submitting a fraudulent mortgage application and for concealing a fraud conviction when applying to the FSA for approval as a director

OFT anti-money laundering registration policy

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • August 6 2009

The Office of Fair Trading (OFT) has published a policy note on anti-money laundering registration

Prevention of money launderingcombating terrorist financing - guidance for the UK financial sector - part II

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • September 24 2009

The Joint Money Laundering Steering Group (JMLSG) has carried out a review of its Money Laundering Guidance for the Financial Sector

FSA final notices

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 16 2009

A Tribunal hearing in the Winterflood market abuse hearing has taken place

Amendments to 2007 Guidance

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 12 2009

On 27 February 2009, the Joint Money Laundering Steering Group (JMLSG) published an addition to Part I of its December 2007 Guidance, to provide industry guidance on compliance with directions issued under Schedule 7 of the Counter-Terrorism Act 2008

Money laundering

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 9 2009

The Joint Money Laundering Steering Group (JMLSG) has published on its website, an addition to Part I of its December 2007 Guidance, to provide industry guidance on compliance with directions issued under Schedule 7 of the Counter-Terrorism Act 2008

Seven arrests in FSA operation on boiler rooms

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 11 2009

The FSA has published a press release stating that, in close cooperation with the police, it has conducted a major operation to search a number of premises in Surrey, West Sussex, London and Hertfordshire

FSA speech - Tackling financial crime in the current economic climate

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 4 2009

The FSA has published a speech by Sally Dewar (Managing Director, Wholesale, FSA) entitled Tackling financial crime in the current economic climate

Promised revision of Part 1 of the Guidance

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • August 17 2009

Recently the Board of the Joint Money Laundering Steering Group (JMLSG) has carried out a review of its Money Laundering Guidance

FSA enforcement

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • December 7 2009

An insurance broker has been prohibited following his conviction for conspiracy to defraud