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Results: 1-10 of 43

OFT announces criminal charges in suspected pyramid scheme case

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • October 12 2009

The Office of Fair Trading (OFT) has brought charges against three women in connection with its ongoing investigation into a suspected unlawful pyramid scheme in the South West of England and Wales

Investment banker and wife charged with insider dealing - third suspect arrested in Mayotte

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 22 2010

The FSA has issued a press release stating that Christian Littlewood, a senior investment banker, and his wife Angie Littlewood have been charged with 13 counts of insider dealing

FSA final notices

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 16 2009

A Tribunal hearing in the Winterflood market abuse hearing has taken place

The small firms financial crime review

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses

FSA and police contact 1,000 share fraud targets after seizing another boiler room ‘master list’

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 22 2010

The FSA has issued a press release stating that it and the City of London Police have contacted 1,000 people across the UK to warn them that their personal details are on a 'master list' being used by fraudsters to target and sell them worthless shares

Chhabra & Patel

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • January 18 2010

The Financial Services and Markets Tribunal (the Tribunal) has found that two friends engaged in market abuse

Avoiding corruption risks in the city: the Bribery Act 2010

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The City of London Corporation has published a report prepared by Transparency International which is entitled Avoiding Corruption Risks in the City: The Bribery Act 2010

Fighting fraud - keeping safe

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • February 22 2010

The British Bankers Association (BBA) has published new guidance that provides advice for bank staff and consumers on how best to avoid being a victim of fraud

Amendments to 2007 guidance

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • December 14 2009

The Joint Money Laundering Steering Group (JMLSG) has published final amendments to its December 2007 Guidance, which has been submitted to HM Treasury for Ministerial approval

FSA imposes fines of £4.25m on Winterflood and two traders for market abuse following success in Court of Appeal

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 3 2010

The FSA has won its market abuse case in the Court of Appeal against Winterflood Securities Limited and two of its traders, Stephen Sotiriou and Jason Robins