Norton Rose Fulbright | European Union, United Kingdom | 4 Feb 2014
The European Parliament has updated its procedure file on the proposed Fourth Money Laundering Directive. The procedure file now indicates that the…
Norton Rose Fulbright | United Kingdom | 13 Jan 2014
The FCA has fined JLT Specialty Limited (JLTSL), which provides insurance broking and risk management services, £1,876,000 for failing to maintain…
Norton Rose Fulbright | United Kingdom | 31 May 2010
In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses.
Norton Rose Fulbright | United Kingdom | 31 May 2010
The City of London Corporation has published a report prepared by Transparency International which is entitled Avoiding Corruption Risks in the City: The Bribery Act 2010.
Norton Rose Fulbright | United Kingdom | 21 May 2010
The FSA has issued a press notice stating that investigators from its Enforcement and Financial Crime Division acting with the assistance of the City of London Police (CoLP) have conducted a search operation at a residential address in East London.
Norton Rose Fulbright | United Kingdom | 21 May 2010
The FSA has published a report which describes how commercial insurance broker firms in the UK are addressing the risks of becoming involved in corrupt practices such as bribery.
Norton Rose Fulbright | United Kingdom | 21 May 2010
The FSA has issued a press notice stating that it is contacting more than 38,000 people across the UK to warn them that they could be the target of share fraud after it recovered a master list used by boiler room fraudsters.
Norton Rose Fulbright | United Kingdom | 18 May 2010
In August 2009, the Board of the Joint Money Laundering Steering Group (JMLSG) indicated that it was contemplating an additional Part III to the JMLSG Guidance.
Norton Rose Fulbright | United Kingdom | 3 May 2010
The FSA has charged Anjam Ahmad, an ex-hedge fund trader, with one count of conspiracy to commit insider dealing contrary to section 1 of the Criminal Law Act 1977.
Norton Rose Fulbright | United Kingdom | 3 May 2010
The Office of Fair Trading (OFT) has brought charges against London North Securities Limited and its director Harvey Collis, accusing them of carrying on a consumer credit business without a licence.